Search for: "Working Group on Securities Disclosure Authority"
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10 Dec 2024, 2:00 am
Disclosure Requirements in Public Company M&A Transactions Understand disclosure requirements and practices associated with public company mergers to comply with securities laws and applicable exchange rules. [read post]
22 Feb 2023, 1:07 pm
It is also highly relevant to mediation and settlement conferences, as well as to discovery into legal analysis and work product related to various assertion, defenses, and damages doctrines. [read post]
21 Aug 2013, 7:50 am
The legal framework should protect the authorities and their current and former employees and agents against criminal and civil actions for breach of confidentiality based on the disclosure of information if the disclosure was made in accordance with the legal gateways, including any applicable conditions or safeguards.Where legal gateways are conditional on reciprocity, meaning that disclosure of information is only permitted if the jurisdiction of the recipient… [read post]
13 Feb 2020, 6:51 am
By Lene Powell, J.D.The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published a new strategy describing how ESMA will place sustainability at the core of its activities by embedding Environmental, Social, and Governance (ESG) factors in its work. [read post]
23 Sep 2021, 4:54 am
Security Along with privacy comes security. [read post]
23 Feb 2009, 12:02 pm
" O'Brien says the public disclosure of D. [read post]
11 Dec 2014, 1:35 am
Securities and Exchange Commission rules that carry out procedures required by the 2010 Dodd-Frank financial reform law to protect whistleblowers and curb retaliation against them by employers, lawyers said.The law created a private cause of action for whistleblowers whose employers retaliate against them for lawfully providing information to the SEC, or making disclosures protected under the Sarbanes-Oxley governance law. [read post]
14 May 2018, 5:00 am
(Disclosure: I served on the Academies committee.) [read post]
24 Feb 2023, 5:30 am
The White Law Group is investigating potential securities claims involving First Allied Securities. [read post]
7 May 2019, 1:48 pm
Matthew Kahn shared a Lawfare Podcast bonus episode, in which Jack Goldsmith discusses “Of Privacy and Power, The Transatlantic Struggle Over Freedom and Security” with the book’s authors, Henry Farrell and Abraham Newman. [read post]
22 Mar 2024, 9:07 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
12 Mar 2018, 12:42 am
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
9 Jun 2014, 6:50 am
However, it is sometimes possible to use disclosure as a means of provoking global discussion of issues and to induce states to reconsider the value of their internal positions, just as the process works for disciplining corporate behaviors (Larry Catá Backer, From Moral Obligation to International Law: Disclosure Systems, Markets and the Regulation of Multinational Corporations, 39 Georgetown Journal of Internatio [read post]
24 Feb 2023, 12:58 pm
Organizations and their leaders risk, federal criminal liability from violations of an ever-growing multitude of federal tax, securities, cyber liability, labor and employment, safety, environmental and other laws. [read post]
29 Apr 2021, 5:01 am
” This study significantly addresses the security implications of data brokers—a break from the norm, given that most of the focus on data brokers to date has been on the commercial uses of available data, typically with regard to marketing or targeted advertising, rather than the availability and potential use by security or intelligence services, especially U.S. adversaries or malign groups. [read post]
21 Mar 2024, 8:17 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
30 Jul 2020, 7:04 am
The attorneys at Cosgrove Law Group, LLC have decades of experience interpreting securities regulations, auditing firm compliance, and responding to regulatory investigations. [read post]
24 Feb 2021, 8:23 am
Does the NCD have the authorities and powers necessary to be effective in the role? [read post]
11 Sep 2012, 1:36 am
Rick is a Member of the Cozen O’Connor law firm and he is also the co-author of the CyberInquirer blog. [read post]
13 Mar 2023, 11:19 am
The findings also stated that Hobbs participated in numerous private securities transactions without prior written disclosure to, or approval from, his firm. [read post]
