Search for: "In the Matter of Amendments to Rules 1 and 10"
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6 Aug 2015, 11:43 am
For public companies, an argument could be made that their 10-K and 10-Q filings are public record. [read post]
15 Oct 2011, 8:02 am
Avvo, 8:10-cv-02352-JDW-TBM (M.D. [read post]
21 Apr 2011, 2:48 pm
" Did the SEC indicate whether the 500 Holder Rule will be amended and what the revised threshold under the new rules will be? [read post]
9 May 2007, 2:37 am
Contradictory Claims: While franchisors are free to provide investors with any promotional or other materials they wish, no written or oral claims may contradict information provided in the required disclosure document (Part 436.1(f)).The FTC recently amended the franchise rule which amendment, the FTC describes as follows:The amended Rule has a phased-in effective date: as of July 1, 2007, franchisors may follow the amended… [read post]
25 Sep 2008, 1:38 am
This post was written by Andrew Grieve, who works with us on our Chinese employment law matters. [read post]
21 Oct 2021, 6:35 am
SEC Investor Advocate Rick Fleming also has spoken on the question of whether gamification features in trading platforms could rise to the level of a recommendation under Regulation Best Interest.A market structure item at the proposed rule stage would address “payment for order flow, best execution (amendments to Rule 605), market concentration” and other matters. [read post]
26 Mar 2011, 12:33 pm
STEADMAN 82 NY2d 1 – (DA fails to disclose deal made by other prosecutor in the office for leniency to cooperating informant.) [read post]
26 Feb 2014, 11:15 am
CFTC & NFA Advisers relying on the exemption from registration with the CFTC pursuant to Rule 4.13(a)(3), the “de minimis exemption,” must reaffirm their claim of exemption each year annually by March 1 (within 60 days of the end of the calendar year). [read post]
9 Mar 2012, 11:34 am
SEC, No. 10-1305, slip op. [read post]
21 Mar 2011, 1:27 pm
1. [read post]
17 Jan 2010, 3:48 am
These include certain fundamental corporate matters such as amendment to the memorandum and articles, change in share capital, amalgamation, winding up, etc., and also certain matters pertaining to the business such as approval of the business plan, sale of property, appointment of key officials, capital expenditure, etc. [read post]
14 Jun 2012, 12:25 pm
Becker, Case no. 1:08-cv-01425 (N.D. [read post]
10 Sep 2023, 12:57 pm
" But as the court recognizes, context matters. [read post]
20 Jun 2007, 10:34 am
Highway Dept., et al , 5/10/07. [read post]
1 Mar 2007, 4:52 am
First Amended Answer*April 12, 2006, Expert Witness Report of Dr. [read post]
14 Aug 2012, 3:39 pm
Id. at 1-2. [read post]
18 Mar 2015, 8:24 am
This classification scheme, mandated under S.B. 10, constitutes cruel and unusual punishment, prohibited by the Eighth Amendment and by Article I, Section 9 of the Ohio Constitution. [read post]
12 Oct 2010, 11:15 am
No. 10-188. [read post]
26 Sep 2022, 5:01 am
Flores, decided Friday by the Kentucky Court of Appeals (Judge Donna Dixon, joined by Chief Judge Denise Clayton and Judge Sara Walter Combs): John Does 1-10 … were minor students of Covington Catholic High School. [read post]
4 Jul 2021, 4:10 pm
The judge ruled that the newspapers’ defence of publication on a matter of public interest under s.4 of the Defamation Act 2013 should not be upheld. [read post]
