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13 Apr 2020, 4:19 pm by Kevin LaCroix
  Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13]   As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
30 Mar 2020, 4:59 am by Chris Wesner
Her twin goals were “becoming the bridge between the American market and the Hispanic market” and “building a career as an entrepreneur. [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Saturday, March 7, 2020 Tags: Capital formation, Equity offerings, Investor protection, Private firms, SEC, SEC rulemaking, Securities regulation Assessment of ISS’s Use of EVA in CEO Pay-for-Performance Model Posted by Ira Kay, Marizu Madu and Phil Johnson, Pay Governance LLC, on Sunday, March 8, 2020 Tags: Executive Compensation, Executive performance, ISS, Pay for… [read post]
24 Jan 2020, 10:34 am by luiza
The ADR Cases – Throughout 2019, the SEC closed settlements with numerous brokers—including Industrial and Commercial Bank of China Financial Services LLC (ICBCFS), Wedbush, Merrill Lynch, Jeffries, BMO, and Cantor Fitzgerald—over their improper handling of pre-released American Depository Receipts (ADRs). [read post]
20 Dec 2019, 2:00 am by Kevin Kaufman
Previously, owners of S corporations, limited liability companies (LLCs), and partnerships paid this tax every other year in the amount of $250. [read post]
25 Nov 2019, 9:56 am by Silver Law Group
REITS (Real Estate Investment Trusts) Non-traded REITs, which are not traded on a national securities exchange, carry significant risks, including being illiquid and having high fees. [read post]
8 Nov 2019, 3:00 am by Jim Sedor
His Ukraine investigation has now been invested with all the hopes and dreams that Democrats once placed in the special prosecutor Robert Mueller’s Russia probe. [read post]
6 Nov 2019, 11:41 am by Renae Lloyd
Enterprise Products Partners LP (EPD), a master limited partnership, is an American midstream natural gas and crude oil pipeline company with headquarters in Houston, Texas. [read post]
1 Nov 2019, 3:00 am by Jim Sedor
American election law prohibits foreign nationals from making those sorts of contributions. [read post]
25 Oct 2019, 3:00 am by Jim Sedor
Zuberi told foreign nationals and representatives from foreign governments that he could influence American policies in their favor through his influence in Washington and flaunted his apparent sway to create business and investment opportunities for clients and himself, federal prosecutors say. [read post]
9 Sep 2019, 2:40 pm by admin
[contact-form-7]Contact UsShow less Cain, ANI Development, LLC and Relief Defendant American National Investments, Inc. [read post]
9 Sep 2019, 2:40 pm by admin
[contact-form-7]Contact UsShow less Cain, ANI Development, LLC and Relief Defendant American National Investments, Inc. [read post]
6 Sep 2019, 3:00 am by Jim Sedor
Before he entered the 2020 race, his American Possibilities PAC had no such prohibition. [read post]
24 Aug 2019, 5:06 pm by Mavrick Law Firm
Johnson also provided $300,000 to Greene and Grace as an investment in Oak in exchange for seven and a half percent ownership in both Oak and Holdings. [read post]
17 Jul 2019, 8:22 am by Renae Lloyd
AR Capital & Execs Settle SEC Charges for $60 Million According to a press announcement yesterday, the Securities and Exchange Commission charged AR Capital LLC, its founder Nicholas S. [read post]
26 Jun 2019, 1:06 pm by Astarita
Smith previously served as a managing director at Patomak Global Partners LLC, where she advised financial services firms, including broker-dealers, exchanges, banks, and asset managers, and public companies on regulatory policy, corporate governance, and compliance matters. [read post]
19 Jun 2019, 11:17 am by Renae Lloyd
Risks of Exchange-traded Funds An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]