Search for: "Bruce Carton"
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1 Mar 2013, 8:00 am
People Need to Stop Selling Earnings Info to Undercover FBI Agents by Bruce Carton in Compliance Week Unfortunately, the saying “those who don’t know history are destined to repeat it” has once again turned out to be quite accurate. [read post]
8 Sep 2010, 5:00 am
SEC Cautions Rating Agencies about Deceptive Ratings Conduct and Internal Controls by Barbara Black in Securities Law Prof Blog SEC Cautions Credit Agencies on Deceptive Conduct by Bruce Carton in Compliance Week‘s Enforcement Action Credit Rating Agencies and Conflicts of Interest – prior Compliance Building post [read post]
10 Sep 2010, 5:52 am
– from Michael Haberman’s HR Observations Social Media Appeals Court Rules Counsel May 'Google' Potential Jurors During Jury Selection – from Bruce Carton at Law.com - Inside Opinions: Legal Blogs Social Media in the Jury Box – from Molly DiBianca’s Going Paperless Trashing ex-employers – from Jen Weigel at the Chicago Tribune Should Employers Be Forbidden to Facebook You? [read post]
14 Apr 2009, 4:00 am
See: For Corporate Lawyers, There’s Just One Client by Kara Scannell for the Wall Street Journal Judge Carney's Broadcom Ruling Grabs Attention of White Collar Bar by Bruce Carton for Securities Docket A Case of Divided Loyalties by Kevin M. [read post]
23 Apr 2009, 4:00 am
Schapiro Video of the Rountable (.wmv) SEC's Schapiro: "Intense Review" of Rating Agencies Needed by Bruce Carton of Enforcement Action (Requires Compliance Week Subscription) SEC Puts Ratings Firms on Notice by Kara Scanell for WSJ.com Credit Agency Reform Act of 2006 (.pdf) The Risk Management Formula That Killed Wall Street Credit Raters Plead the First. [read post]
12 Mar 2010, 5:00 am
FCPA Enforcement in 2010: Prepare for Blastoff by Bruce Carton in Securities Docket When Assistant Attorney General Lanny Breuer was recently asked to comment on enforcement of the Foreign Corrupt Practices Act in 2009, he minced no words: “One can say without exaggeration that this past year was probably the most dynamic single year in the more than 30 years since the FCPA was enacted. [read post]
25 Feb 2011, 5:29 am
Kudos to Arrow on the piece: Bruce Carton “declares this new approach in fictional trademark cases to be known as The Arrow Principle. [read post]
14 May 2010, 5:00 am
A Glimpse Into SEC Enforcement, by Way of Goldman by Bruce Carton in Securities Docket In a time of ongoing heightened scrutiny for the Securities and Exchange Commission, many current and former leaders of the SEC’s Division of Enforcement met recently for an extraordinary panel discussion at the National Press Club in Washington, D.C. [read post]
13 Jun 2012, 5:49 pm
Full marks to Bruce Carton over at Legal Blog Watch for summarizing this bullet list of law-oriented applicants: .attorney .blog (requested by nine applicants) .corp (requested by six applicants) .gmbh (requested by four applicants) .inc (requested by 11 applicants) .law (requested by five applicants) .lawyer (requested by two applicants) .legal (requested by two applicants) .llc (requested by nine applicants) .llp (requested by four applicants) .ltd (requested by seven… [read post]
21 May 2010, 5:00 am
Has Jurisdiction Over Fraud at Public Cos. by Bruce Carton for Compliance Week’s Enforcement Action So why is Mr. [read post]
10 Sep 2009, 4:00 am
References: Executive Summary of the Madoff Report Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme – Public Version Monday Morning Quarterbacking with the Madoff Report by Ellen Padgor of the White Collar Crime Prof Blog PBS Video: Madoff Report Highlights SEC Lapses in Detecting Fraud from Bruce Carton of Securities Docket Lessons from Madoff (& the SEC) by Bruce MacEwen of Adam Smith, Esq. [read post]
20 Dec 2010, 3:09 am
Not so fast, Carton. [read post]
3 Oct 2010, 4:37 am
" Odd enough that Bruce Carton tried to entice Three Angry Lawyers to attend by offering to pay their admission. [read post]
18 Jun 2013, 1:15 am
Indeed, as reported in Bruce Carton’s June 12, 2012 Compliance Week article (here), the SEC official in charge of the agency’s whistleblower program recently told an industry conference that in the coming months the whistleblower program will produce “incredibly impactful cases” with “some extremely significant whistleblower awards. [read post]
22 Mar 2011, 3:41 am
From Shaun Martin's California Appellate Report (via the once formidable Legal Blog Watch, which now consists of Bruce Carton's musings if he gets a free moment), comes People v. [read post]
19 Mar 2010, 7:51 am
[Others who are wrestling with the moving/naming issue and commenting on it are Venkat Balasubramani @ Spam Notes; Bob Ambrogi @ Law Sites, and again; Ron Coleman @ Liklihood of Confusion; Bruce Carton @ Legal Blog Watch]But the bigger issue is the name of this blog. [read post]
19 Nov 2009, 3:59 am
By the way, you may want to read Bruce Carton's recent blog about whether the number of followers you have on Twitter may impact a client's hiring decision. [read post]
28 Oct 2011, 5:00 am
These are some compliance-related stories that caught my attention recently: The Role of Compliance and Ethics in Risk Management by Bruce Carton in Compliance Week’s Enforcement Action Carlo V. di Florio, director of the SEC’s office of compliance inspections and examinations, recently spoke at the National Society of Compliance Professionals’ National Meeting held in Baltimore, Maryland. di Florio focused his remarks on three main points: Ethics is fundamental… [read post]
27 Aug 2010, 6:03 am
.): Doctor Drives Off Cliff While Sending Twitter Message – from Bruce Carton at Law.com - Inside Opinions: Legal Blogs Fired: Wore Wrong Hat, Tweeted Wrong Tweet, Misused Facebook – from The Word on Employment Law with John Phillips Germany to Outlaw Facebook Stalking Employees – from Frank Roche’s KnowHR Blog The Tsunami of Smartphones in Computer Forensics – from Sharon Nelson’s Ride The Lightning … [read post]
23 Jan 2009, 4:18 pm
Christopher Jensen, Baltimore/Washington DC, Senior Vice President at Hudson Legal, (@thelongball24)Bob Ambrogi, Rockpot, MA, lawyer, writer and media consultant, (@bobambrogi)Lindsay Griffith, Barnegat, NJ, Director of Network Development for International Lawyers Network,@LindsayGriffith)Roy Mura, Buffalo, NY, insurance coverage and fraud lawyer, (@royamura)Sami Hero, New Jersey, VP Open Web at LexisNexis, (@samihero)Cristoph Schmaltz, NYC, Social Software Consultant at Headshift, (@cristoph)Lee… [read post]
