Search for: "Bruce Carton"
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1 Jun 2012, 5:06 am
A Billion Dollars by Bruce Carton in Compliance Week’s Enforcement Action Yes, Sean Parker’s character (played by Justin Timberlake) uttered that memorable line in The Social Network, but you know who else might be saying that soon? [read post]
14 Apr 2009, 4:00 am
See: For Corporate Lawyers, There’s Just One Client by Kara Scannell for the Wall Street Journal Judge Carney's Broadcom Ruling Grabs Attention of White Collar Bar by Bruce Carton for Securities Docket A Case of Divided Loyalties by Kevin M. [read post]
14 May 2010, 5:00 am
A Glimpse Into SEC Enforcement, by Way of Goldman by Bruce Carton in Securities Docket In a time of ongoing heightened scrutiny for the Securities and Exchange Commission, many current and former leaders of the SEC’s Division of Enforcement met recently for an extraordinary panel discussion at the National Press Club in Washington, D.C. [read post]
8 Sep 2010, 5:00 am
SEC Cautions Rating Agencies about Deceptive Ratings Conduct and Internal Controls by Barbara Black in Securities Law Prof Blog SEC Cautions Credit Agencies on Deceptive Conduct by Bruce Carton in Compliance Week‘s Enforcement Action Credit Rating Agencies and Conflicts of Interest – prior Compliance Building post [read post]
3 Sep 2008, 10:28 am
In Bruce Carton's new "Securities Docket," he carries this item about a founder and chair of a company that has set up a 10b5-1 plan to buy his company's stock because he believes it's undervalued. [read post]
10 Sep 2010, 5:52 am
– from Michael Haberman’s HR Observations Social Media Appeals Court Rules Counsel May 'Google' Potential Jurors During Jury Selection – from Bruce Carton at Law.com - Inside Opinions: Legal Blogs Social Media in the Jury Box – from Molly DiBianca’s Going Paperless Trashing ex-employers – from Jen Weigel at the Chicago Tribune Should Employers Be Forbidden to Facebook You? [read post]
17 Mar 2009, 8:45 am
If you want a whistleblower program in France, you need to register it with the CNiL and it must be limited to reports about the “vital interests of the company or it its employee's physical or mental integrity” See: Paris Pulls the Plug on Enforcement by Richard Cassin of The FCPA Blog France restricts international corruption investigations by Valentina Pop for the EUObserver.com Group of States against Corruption publishes report on France by GRECO Third… [read post]
19 Mar 2010, 5:00 am
To listen to or download the debut program featuring Bruce Carton’s interview with Sanjay Wadhwa, Deputy Chief of the SEC’s new Market Abuse Unit, please click on the iTunes link below. [read post]
25 Feb 2011, 5:29 am
Kudos to Arrow on the piece: Bruce Carton “declares this new approach in fictional trademark cases to be known as The Arrow Principle. [read post]
21 May 2010, 5:00 am
Has Jurisdiction Over Fraud at Public Cos. by Bruce Carton for Compliance Week’s Enforcement Action So why is Mr. [read post]
10 Sep 2009, 4:00 am
References: Executive Summary of the Madoff Report Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme – Public Version Monday Morning Quarterbacking with the Madoff Report by Ellen Padgor of the White Collar Crime Prof Blog PBS Video: Madoff Report Highlights SEC Lapses in Detecting Fraud from Bruce Carton of Securities Docket Lessons from Madoff (& the SEC) by Bruce MacEwen of Adam Smith, Esq. [read post]
20 Dec 2010, 3:09 am
Not so fast, Carton. [read post]
3 Oct 2010, 4:37 am
" Odd enough that Bruce Carton tried to entice Three Angry Lawyers to attend by offering to pay their admission. [read post]
18 Jun 2013, 1:15 am
Indeed, as reported in Bruce Carton’s June 12, 2012 Compliance Week article (here), the SEC official in charge of the agency’s whistleblower program recently told an industry conference that in the coming months the whistleblower program will produce “incredibly impactful cases” with “some extremely significant whistleblower awards. [read post]
8 Jun 2012, 5:00 am
Dirty Dozen: Lawyer Receives Longest-Ever Sentence for Insider Trading by Bruce Carton in Compliance Week’s Enforcement Action Unlike Raj Rajaratnam, attorney Matthew Kluger was not a billionaire hedge fund founder. [read post]
23 Jan 2009, 4:18 pm
Christopher Jensen, Baltimore/Washington DC, Senior Vice President at Hudson Legal, (@thelongball24)Bob Ambrogi, Rockpot, MA, lawyer, writer and media consultant, (@bobambrogi)Lindsay Griffith, Barnegat, NJ, Director of Network Development for International Lawyers Network,@LindsayGriffith)Roy Mura, Buffalo, NY, insurance coverage and fraud lawyer, (@royamura)Sami Hero, New Jersey, VP Open Web at LexisNexis, (@samihero)Cristoph Schmaltz, NYC, Social Software Consultant at Headshift, (@cristoph)Lee… [read post]
19 Nov 2009, 3:59 am
By the way, you may want to read Bruce Carton's recent blog about whether the number of followers you have on Twitter may impact a client's hiring decision. [read post]
13 Nov 2019, 3:27 am
At the time, it wasn’t so strange since Enforcement had its own logo (many thanks to Bruce Carton of the “Securities Docket” for digging that one up) which I believe is not available anywhere on the Web except for the below: SEC’s Enforcement: Do Stats Matter? [read post]
21 Nov 2011, 1:45 pm
Bruce Carton at Legal Blog Watch makes some good points about how ridiculous this whole thing is: In a press release, ICM stated that “We couldn’t be happier about the success of the Sunrise period. [read post]
18 Jun 2013, 4:01 am
Bruce Carton wrote a good piece in Compliance Week two years ago discussing the benefits of having a strong insider trading compliance program. [read post]
