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14 Oct 2011, 2:00 am by Kara OBrien
The release also states that both the statutory provision and the proposed rule would apply both to ABS that are sold in registered offerings and those that are sold in exempt transactions. [read post]
8 Dec 2014, 9:17 am by Alan S. Kaplinsky and Mark J. Levin
  AFSA also notes the authority of state AGs to bring civil actions to enforce Dodd-Frank’s UDAAP prohibition. [read post]
16 Jul 2014, 4:35 pm by Sabrina I. Pacifici
 111-203, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), is authority to issue regulations and take enforcement actions under the two major federal statutes that specify conditions under which customer financial information may be shared by financial institutions: Title V of the Gramm-Leach-Bliley Act of 1999 (GLBA, P.L. 106-102) and the Fair Credit Reporting Act (FCRA). [read post]
7 Jul 2012, 4:23 pm by Santiago A. Cueto
Judge Atlas found that the language of the Dodd-Frank Anti-Retaliation Provision is silent about its extraterritorial applicability and held that there is a “presumption that the Provision does not govern conduct outside the United States. [read post]
7 Jul 2012, 4:23 pm by Santiago A. Cueto
Judge Atlas found that the language of the Dodd-Frank Anti-Retaliation Provision is silent about its extraterritorial applicability and held that there is a “presumption that the Provision does not govern conduct outside the United States. [read post]
29 Jun 2020, 4:42 pm by John Jascob
The court’s decision comes just days before the rule’s June 30 compliance date (XY Planning Network, LLC v. [read post]
16 Aug 2021, 5:00 am by John Jascob
The district court concluded that the employee was not a whistleblower under the Dodd-Frank Act and thus did not state a claim for retaliation. [read post]
1 Apr 2016, 6:04 pm by John Jascob
Vanguard is fighting his retaliation suit because, among other reasons, he did not report misconduct to the SEC, but the agency maintains that such external reporting is not a prerequisite to a Dodd-Frank claim (Danon v. [read post]
8 Nov 2009, 1:43 pm by Luke Gilman
It’s cited in Douglas Baird’s chapter in Intellectual Property Stories on International News Service v. [read post]