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28 Jan 2014, 4:22 pm by Susanne Klaric
  The SEC’s stated intent also conflicts with the views of at least one other federal agency. [read post]
9 Feb 2016, 7:47 am by John Jascob
The court also dismissed the employee’s Dodd-Frank anti-retaliation claim, finding the Fifth Circuit’s reasoning in Asadi v. [read post]
17 Aug 2010, 12:21 pm by Francis G.X. Pileggi
Professor Ribstein observes here that: "One of Dodd-Frank’s major gifts to lawyers is Section 913(g), titled authority to establish a fiduciary duty for brokers and dealers. [read post]
27 Nov 2017, 7:35 am by Mary Jane Wilmoth
  On Tuesday, Nov. 28th  the United States Supreme Court will hear oral argument in Digital Realty Trust v. [read post]
In a one-two punch illustrating the continuing vigor of the presumption against extraterritoriality, the United States Court of Appeals for the Second Circuit, on consecutive days last week, issued important decisions applying Morrison v. [read post]
10 Aug 2012, 6:32 pm by BuckleySandler
In response to the panel, the CFPB states that it incorporated small business concerns, such as an exemption from new periodic statement requirements for certain small servicers. [read post]
30 Jul 2013, 4:00 am by Barbara S. Mishkin
MishkinIt looks like the court is finally set to rule on the CFPB’s motion to dismiss in State National Bank of Big Spring, Texas, et al. v. [read post]
14 Sep 2010, 10:02 am by James Hamilton
Senator Kay Hagan (D-NC) was pleased to see that the Volcker Rule as modified by the Dodd-Frank Act will permit banking entities several years to bring their full range of activities into conformance with the new rule. [read post]