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27 Mar 2015, 6:28 am by Jeremy T. Rosenblum
Rosenblum The CFPB has moved a step closer to issuing payday loan rules by releasing a press release, factsheet and outline of the proposals it is considering in preparation for convening a small business review panel required by the Small Business Regulatory Enforcement Fairness Act and Dodd-Frank. [read post]
10 Feb 2015, 12:04 pm by Adam Levitin
 They either show stuff that's been well-known for years (e.g. importance of community banks in commercial real estate and small business lending) or make really bad post hoc ergo propter hoc arguments. [read post]
6 Jan 2015, 4:14 am by Kevin LaCroix
The year just ended was an eventful one in the world of directors’ and officers’ liability. [read post]
10 Dec 2014, 6:24 am by Doug Cornelius
This was also an issue pre-Dodd-Frank in deciding whether to include them as clients in determining whether you had reached the old 15-client threshold. [read post]
5 Dec 2014, 11:04 am by Cody Poplin
In order to sweeten the deal for conservatives, the compromise hinges on changes to the controversial Dodd-Frank bill. [read post]
21 Nov 2014, 6:52 am by Adam Weinstein
  It may very well turn out that the flaw in Dodd-Frank was that it opened the private placement box to begin with. [read post]
20 Nov 2014, 5:27 am by Adam Weinstein
Under the Dodd-Frank reform law, the SEC must review the accredited investor definition every four years. [read post]
4 Nov 2014, 2:48 pm by Penelope Graboys Blair
This is particularly so in light of the incentives provided by the Dodd-Frank whistleblower bounty which, in one instance, granted a whistleblower a single award of roughly $30 million. [read post]
31 Oct 2014, 4:28 am by Kevin LaCroix
As I noted in an earlier post (here), particularly in light of the incentives that the Dodd-Frank whistleblower bounty provides, we will likely see many more securities suits following after whistleblower reports. [read post]
9 Oct 2014, 10:09 am by Lax & Neville LLP
ABS are financial securities backed by loans, leases or receivables against assets other than real estate and mortgage-backed securities. [read post]
2 Sep 2014, 5:00 am by Doug Cornelius
There are 1,397 real estate funds reporting with $354 billion in RAUM. [read post]
8 Aug 2014, 6:11 am by Eric Penzer
Of course, courts should resist the “temptation to overlook or ignore fixed legal principles when they are opposed to persuasive equities” because, as the ancient legal proverb teaches, “hard cases make bad law” (Dodd v Anderson, 197 NY 466, 469 [1910]). [read post]
6 Aug 2014, 2:57 pm by Cathy Holmes
It cannot be assumed that because the SEC has jurisdiction to bring anti-fraud actions, this automatically means that all of the securities registration requirements apply to all EB-5 offerings Whether the Morrison test has been superseded or not by Section 292P of the Dodd-Frank Act, it seems likely that any EB-5 offering would have enough connections with the U.S. to be subject to SEC anti-fraud actions. [read post]
22 Jun 2014, 9:30 pm by Joshua Mitts
It is now possible to identify the popularity of actual ideas, such as engaging in real estate speculation. [read post]
The Dodd-Frank Act established that certain swap contracts which previously were traded bilaterally (directly between buyers and sellers) must be traded through clearinghouses instead. [read post]
12 May 2014, 3:08 pm by Eric C. Chaffee
The following law review articles relating to securities regulation are now available in paper format: Seth Chertok, The Rise of the Dodd-Frank Act: How Dodd-Frank Will Likely Impact Private Equity Real Estate, 16 U. [read post]