Search for: "In the Matter of J.P." Results 141 - 160 of 544
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FINRA Bars Stockbrokers For Failing To Provide FINRA With Information December 2022
30 Dec 2022, 7:37 am by Silver Law Group
  Waddell & Reed   Beth Landwehr   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Who Qualifies As An Expert Witness?
12 Dec 2022, 12:15 am
" "The witness qualifies as an expert, " says the j.p., thereby qualifyin' himself as a judge. [read post]
California Corporate & Securities Law - https://www.calcorporatelaw.com/
News You Can Use Digest – December 9, 2022
9 Dec 2022, 3:00 am by Jim Sedor
” Items with Classified Markings Found at Trump Storage Unit in Florida MSN – Jacqueline Alemany, Josh Dawsey, Spencer Hsu, Devlin Barrett, and Rosalind Helderman (Washington Post) | Published: 12/7/2022 Lawyers for former President Trump found at least two items marked classified after an outside team hired by Trump searched a storage unit in West Palm Beach, Florida, used by the former president, according to people familiar with the matter. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
Second Department Dicta on Elements of a Good Legal Malpractice Claim
23 Nov 2022, 3:22 am by Andrew Lavoott Bluestone
Contrary to the Lau defendants’ contention, assuming these allegations to be true and affording the plaintiffs the benefit of every possible favorable inference (see J.P. [read post]
New York Attorney Malpractice Blog - http://blog.bluestonelawfirm.com/
A Problem With The Escrow Account
16 Nov 2022, 4:47 am by Andrew Lavoott Bluestone
Contrary to the Lau defendants’ contention, assuming these allegations to be true and affording the plaintiffs the benefit of every possible favorable inference (see J.P. [read post]
New York Attorney Malpractice Blog - http://blog.bluestonelawfirm.com/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information October 2022
11 Nov 2022, 9:39 am by Silver Law Group
  Jimmy Cheng   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide Information September 2022
22 Sep 2022, 8:41 am by Silver Law Group
FINRA Rule 8210 allows FINRA’s enforcement attorneys the authority to investigate matters under its regulatory purview. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
[Eugene Volokh] Ramaswamy, Ho, and Goldman
20 Aug 2022, 2:43 pm by Eugene Volokh
So here's the controversy: Some are claiming that referring to this as the "Goldman Rule" is "antisemitic" (on the theory that "Doesn't really matter if he meant to be antisemitic. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Seaton: Nightmare on Appliance Street
12 Aug 2022, 4:25 am by Chris Seaton
J.P. [read post]
Simple Justice - http://blog.simplejustice.us
Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW
1 Aug 2022, 4:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6587/securities-industry-commentator/GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible (BrokeAndBroker.com Blog)FINRA Censures and Fines JP Morgan Securities In High-Profile… [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
1 Aug 2022, 4:04 am
In the Matter of J.P. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
4 Jul 2022, 7:46 pm
Securities and Exchange Commission, Respondent (Opinion, DC Cir)Oppenheimer Customer Wins Over $200,000 in FINRA Arbitration for Something Involving SomethingIn the Matter of the Arbitration Between Gerald A. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Should a petitioner failed to offer a reasonable excuse for his failure to timely serve the notice of claim on a public entity, "the absence of a reasonable excuse is not fatal to the petition where there was actual notice and absence of prejudice"
1 Jul 2022, 9:03 pm by Public Employment Law Press
CONNOLLY, J.P. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Should a petitioner failed to offer a reasonable excuse for his failure to timely serve the notice of claim on a public entity, "the absence of a reasonable excuse is not fatal to the petition where there was actual notice and absence of prejudice"
1 Jul 2022, 9:03 pm by Public Employment Law Press
CONNOLLY, J.P. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Where a clear explanation of proposed rules and its requirements are provided by the adopting public entity, the entity's provided a full rationale for adopting the rule is not required at the time of its promulgation if the record reveals that the rule had a rational basis
1 Jul 2022, 9:01 pm by Public Employment Law Press
Decided and Entered: June 28, 2022 Before: Gische, J.P., Kern, Mazzarelli, Singh, Rodriguez, JJ. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Where a clear explanation of proposed rules and its requirements are provided by the adopting public entity, the entity's provided a full rationale for adopting the rule is not required at the time of its promulgation if the record reveals that the rule had a rational basis
1 Jul 2022, 9:01 pm by Public Employment Law Press
Decided and Entered: June 28, 2022 Before: Gische, J.P., Kern, Mazzarelli, Singh, Rodriguez, JJ. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The original Gilded Age lawyers (312)
26 Jun 2022, 12:28 am by Bill Henderson
But in this case, because of the subject matter, they are all white men. [read post]
Legal Evolution - https://www.legalevolution.org/
The fact that the proceeding has been rendered moot by the disclosure of the FOIL documents demanded does not preclude an award of fees
24 Jun 2022, 9:09 pm by Public Employment Law Press
Egan Jr., J.P., Lynch, Ceresia and Fisher, JJ., concur. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The fact that the proceeding has been rendered moot by the disclosure of the FOIL documents demanded does not preclude an award of fees
24 Jun 2022, 9:09 pm by Public Employment Law Press
Egan Jr., J.P., Lynch, Ceresia and Fisher, JJ., concur. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Workers' Compensation Board's factual conclusion that claimant made willful misrepresentations to obtain benefits sustained
24 Jun 2022, 9:07 pm by Public Employment Law Press
Clark, J.P., Pritzker, Ceresia and Fisher, JJ., concur. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/