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22 Apr 2022, 5:33 am
Pitt, Kalorama Partners, LLC, on Thursday, April 21, 2022 Tags: Comment letters, Institutional Investors, Investment advisers, Investor protection, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
22 Apr 2022, 5:33 am
Pitt, Kalorama Partners, LLC, on Thursday, April 21, 2022 Tags: Comment letters, Institutional Investors, Investment advisers, Investor protection, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
18 Apr 2022, 4:51 am by Matthew Wansley
Cruise is a privately-held Delaware limited liability company (LLC). [read post]
8 Apr 2022, 5:50 am
Social Contagion and the Survival of Diverse Investment Styles Posted by David Hirshleifer (USC), Andrew W. [read post]
8 Apr 2022, 5:50 am
Social Contagion and the Survival of Diverse Investment Styles Posted by David Hirshleifer (USC), Andrew W. [read post]
8 Apr 2022, 2:05 am by Editors
(Boston, MA) Senior Counsel, New Energy Equity, LLC (Annapolis, MD) Corporate Counsel, Tempus Labs (Chicago, IL) Sr. [read post]
1 Apr 2022, 6:50 am by John Jascob
The order declaring the rule unlawful is stayed for 30 days to allow the Secretary time to appeal (Robinhood Financial, LLC v. [read post]
1 Apr 2022, 6:01 am
Lin (HEC Montreal), on Monday, March 28, 2022 Tags: Common ownership, Institutional Investors, Mergers & acquisitions, Peer groups, Shareholder value, Shareholder voting BlackRock’s 2022 Engagement Priorities Posted by Breanne Dougherty, Victoria Gaytan, and Hilary Novik-Sandberg, BlackRock Investment Stewardship, on Monday, March 28, 2022 Tags: Climate change, Engagement, ESG, Human… [read post]
28 Mar 2022, 10:21 am by The White Law Group
   Law students from the Fordham University School of Law and the University of Miami School of Law investor advocacy clinics will also share lessons learned from fraud cases involving senior Americans. [read post]
6 Mar 2022, 12:30 pm by Stuart Kaplow
Two days ago, several key investment advisors downgraded Russia and Belarus in response to Russia’s invasion of Ukraine. [read post]
24 Feb 2022, 3:52 am by Dan Filler
O’Boyle, Jr., LLC, at chuck@cvoboyle.com, who will be able to furnish a detailed specification. [read post]
18 Feb 2022, 6:01 am
Securities and Exchange Commission, on Friday, February 11, 2022 Tags: Beneficial owners, Disclosure, Institutional Investors, Schedule 13D, Schedule 13G, SEC, SEC rulemaking, Securities regulation SEC Proposes Cybersecurity Rules for Registered Investment Advisers and Funds Posted by John F. [read post]
14 Feb 2022, 4:44 am by Franklin C. McRoberts
The Business Venture Plaintiff Quattro Parent LLC (“Quattro”) was a closely-held Delaware LLC comprised of a handful of investment funds, including one affiliated with George Soros (“Soros”), which invested in a startup venture to build a wireless broadband network in São Paulo, Brazil. [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Cybersecurity, Investment advisers, Risk, Risk disclosure, SEC, Securities regulation Statement by Commissioner Peirce on Private Fund Advisers Proposal Posted by Hester M. [read post]
7 Feb 2022, 8:01 am by Raquel Leslie, Brian Liu
The agency is also currently reviewing whether China-controlled Pacific Networks Corp. and its ComNet (USA) LLC unit pose similar risks to U.S. national security. [read post]
21 Jan 2022, 10:32 am by luiza
While 2021 may have felt like more of the same as the pandemic dragged on, it marked some new trends in federal financial fraud recoveries. [read post]
21 Jan 2022, 10:32 am by luiza
While 2021 may have felt like more of the same as the pandemic dragged on, it marked some new trends in federal financial fraud recoveries. [read post]