Search for: "Working Group on Securities Disclosure Authority"
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6 Jan 2025, 9:01 pm
INTERNATIONAL IOSCO International Organization of Securities Commissions Publishes Report on Impact of Transition Plans Disclosures The International Organization of Securities Commissions (IOSCO) published a report on November 13 covering the key impacts of, and challenges associated with, transition planning. [read post]
6 May 2025, 3:00 am
HIPAA Breach Notice (Individual) Use this HIPAA breach notice template if you are a group health plan subject to HIPAA to notify affected individuals about an unauthorized use or disclosure of their PHI. [read post]
16 Apr 2014, 11:33 am
Above all, the HOA needs to ensure that the website's information is kept up to date and relevant to ensure that residents keep coming back.Blog post authored by Tinnelly Law Group's Director of Business Development, Ramona Acosta. [read post]
11 Dec 2014, 12:13 am
Stamer also regularly represents clients and works with Congress and state legislatures, EBSA, IRS, EEOC, OCR and other HHS agencies, state insurance and other regulators, and others. [read post]
10 Nov 2013, 2:45 pm
It was interesting to get a perspective on these new legal developments from the people who work in the fund industry. [read post]
22 Jun 2009, 4:57 pm
Davis would probably work to roll past these issues rather than solve them. [read post]
21 Aug 2014, 5:28 am
However, any close knit community or group such as an ethnic group, immigrant community, or racial minority will work. [read post]
25 Aug 2023, 11:47 am
In February 2020 FINRA reportedly barred him from working in the securities industry. [read post]
6 Jun 2015, 10:24 am
Since 2008 Persaud has been registered with The Concord Equity Group, LLC, Andrew Garrett Inc., Garden State Securities, Inc., and since May 2015, Buckman, Buckman & Reid, Inc. [read post]
4 Jan 2011, 2:55 pm
Based on the results of its Disclosure System Working Group, the FSA will submit a legislative proposal.The FSA will review accounting standards and tailor them to the actual circumstances of small and medium-sized enterprises. [read post]
23 Mar 2016, 2:38 pm
Department of Labor Office of Labor-Management Standards (Labor Department) regulations implementing Section 203 of the Labor-Management Reporting Disclosure Act (LMRDA) generally require employers and labor relations consultants to with the U.S. [read post]
14 Apr 2022, 9:01 pm
Introduction The SEC’s climate-related disclosures proposal would create a new Article 14 of Regulation S-X requiring a registrant to include specific climate-related financial disclosure in the notes to its audited financial statements.[1] Regulation S-X contains requirements for financial statements that are included in registration statements, periodic reports and other filings under the Securities Act of 1933 and the… [read post]
14 Aug 2023, 1:20 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
13 Apr 2023, 11:49 am
The author of this article is not affiliated with the firm. [read post]
22 Jun 2017, 12:57 pm
MHPAEA also imposes several disclosure requirements on group health plans and health insurance issuers. [read post]
9 Dec 2019, 1:17 pm
Customers of Burroughs Investment Group, Inc. [read post]
5 May 2024, 6:44 pm
The report lists 11 categories of threats against lawyers under the law, and it recommends that Hong Kong authorities repeal the law, as well as relevant authorities repealing other laws restricting civil and political rights in Hong Kong. [read post]
18 Apr 2022, 9:48 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
24 May 2007, 8:16 am
“During the past six months, the government watchdog for companies and financial markets has reined in its enforcement division; eased disclosure rules for stock compensation after being lobbied by business groups; and advised the U.S. [read post]
5 Jun 2024, 3:38 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regu [read post]
