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7 Feb 2013, 11:00 am by Ernest E. Badway
  A firm could make general recommendations to invest in equities or bonds without a suitability analysis. [read post]
25 Oct 2021, 2:00 am by Doug Cornelius
If your firm charges the fee more than half the time, “may” is not the right word to use. [read post]
27 Dec 2010, 3:00 am by Larry Bodine
But what may surprise you is that accounting firms have embraced social media as a standard tool for communications. [read post]
30 Apr 2015, 5:29 am by Shannon Hames
This week, the US Supreme Court heard arguments for marriage equality and our Atlanta law firm is following this issue closely. [read post]
On Friday, a Jones Day lawyer whose firm has represented various Trump campaigns over the years said during a video conference that the firm would not involve itself in post-election litigation. [read post]
The FCA is concerned consumers could be misled if BNPL financial promotions do not comply and has seen financial adverts on websites and social media which may breach FCA rules. [read post]
2 Sep 2018, 9:27 am by Gertler Law Firm
Improperly filed claims may be delayed or denied, and while there is an appeals process, it will always be faster to get it right the first time. [read post]
15 Oct 2013, 5:00 am by James Vann
  While these few simple steps may not prevent all fraud, they will certainly help to protect your business. vannattorneys.com | Raleigh Law Firm The post Business Bank Accounts: How Safe is Your Money? [read post]
23 Mar 2017, 2:20 pm by Malecki Law Team
It should be noted that many or most settlement payouts for brokers are actually paid for by brokerage firms and these firms are listed as co-defendants or only defendants in the FINRA arbitration proceedings. [read post]
19 May 2011, 6:44 am by By JULIA WERDIGIER
Lloyds Banking Group is considering taking back some pay from top executives after the financial firms set aside billions of pounds for giving wrong advice to customers. [read post]
15 Sep 2008, 2:48 pm
  This is not a time for traditional strategic planning - it is time for scenario planning that will create "dynamic resilience" that may become the life support system your firm will need should the economy worsen. [read post]
4 Jun 2010, 10:45 am by Kris Calson
An older lawyer one firm sees as over the hill, may just join the competition taking their experience and their clientele with them. [read post]
Investment firms that manufacture financial instruments are required to inform distributing investment firms about the sustainability factors of the financial instrument, so that the distributing investment firm may distribute the financial instrument to the intended target group. [read post]
  Further, firms should provide training regarding these policies and expectations to employees whose duties may be impacted by them. [read post]
28 Jun 2011, 9:37 am by Epstein Becker & Green
As you may know, the authors of this blog are attorneys at Epstein Becker & Green, a national law firm with approximately 300 lawyers practicing in ten offices throughout the U.S. [read post]
13 Mar 2009, 3:40 am
The level of frustration is high - despite the laughter - and companies may have the opportunity to share in their pain with law firms where it hurts the most: revenues. [read post]