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7 Feb 2019, 3:00 am
Yesterday, Corp Fin issued two identical “Regulation S-K” CDIs – 116.11 and 133.13 – to clarify what disclosure of self-identified director diversity characteristics is required under Item 401 and, with respect to director nominees, under Item 407. [read post]
5 Dec 2018, 8:00 am
CDI Ind., LLC, No. 1:16-cv-02677-JMS-DML (S.D. [read post]
28 Nov 2018, 3:31 am
” Meanwhile, Corp Fin continues its project of overhauling the CDIs, doing so in waves (so far, the CDIs related to smaller-reporting companies, cross-border deals & the last of the telephone interps have been changed). [read post]
15 Nov 2018, 3:05 am
This edition has the latest insights from the first year of pay ratio disclosure – as well as Corp Fin’s recently-updated proxy CDIs. [read post]
8 Nov 2018, 3:00 am
Rule 12b-2: – CDI 130.04 (withdrawn) – CDI 169.01 (withdrawn) – CDI 169.02 (withdrawn) – CDI 169.03 (withdrawn) 2. [read post]
31 Oct 2018, 3:07 am
Non-GAAP: continued focus on concepts from May 2016 CDIs – especially CDIs 100.01, 100.04, 102.07 and 102.11 (I blogged more about this yesterday) 3. [read post]
30 Oct 2018, 3:05 am
– The percentage of companies receiving comments referencing presentation of free cash flow & CDI 102.07 has increased significantly since 2016. [read post]
29 Oct 2018, 11:29 am
On October 19th the CDI gave a 45 day notice of a public hearing to be held on December 3, 2018, at 10:00 a.m. at the CDI’s offices in Sacramento. [read post]
18 Oct 2018, 3:00 am
Here’s the inventory: – 5 CDIs (101.03, 103.01, 104.02, 104.03, & 104.05) reflect substantive changes to the Telephone Interps – 2 CDIs (100.04 &101.01) reflect technical revisions to the Telephone Interps – 4 CDIs (100.01, 101.09, 104.04, & 105.01) reflect only non-substantive changes to the Telephone Interps – The remaining 16 CDIs are newly published interpretations Tweet Fight! [read post]
26 Sep 2018, 2:42 am
” Corp Fin Issues CDI on “Disclosure Simplification” Effectiveness Last week, I blogged that it was unclear when the SEC’s new disclosure simplification rules become effective. [read post]
14 Sep 2018, 3:00 am
Impact on You – In practice, we rely heavily on the guidance that Corp Fin provides us – CDIs, no-action letters, Staff Legal Bulletins, FAQs, speeches and even informal comments at conferences. [read post]
10 Sep 2018, 9:00 pm
CASALONGA Paris – Munich – Alicante recherche: - un ingénieur brevets Electronique - (h/f) - un Ingénieur Brevets Mécanique/Electronique Confirmé (h/f) Ces postes sont basés à Paris et sont à pourvoir immédiatement (CDI). [read post]
1 Aug 2018, 3:06 am
Here’s an excerpt: While these new CDIs provide helpful guidance on the use of voluntary Notices of Exempt Solicitations, the CDIs may not go far enough to address potential abuses that increasingly are arising when the EDGAR system is used as a platform for disseminating a filer’s views. [read post]
16 Jul 2018, 11:21 am
CDI Indiana, LLC, before the U.S. [read post]
16 Jul 2018, 11:21 am
CDI Indiana, LLC, before the U.S. [read post]
29 Jun 2018, 7:47 am
“Had CDI been covered by the act, Webster’s recoverable malpractice damages would have been capped at $1.25 million. [read post]
14 May 2018, 1:00 pm
During the AICP Western Chapter E-Day held in San Francisco on May 3rd, we had a session on accelerated death benefits in CA presented by Leslie Tick, Emily Smith, and Ryan Delatorre of the CDI, and it was a VERY informative! [read post]
14 May 2018, 2:43 am
The Staff says it’s in the process of updating other proxy interps – so we can expect more CDIs to come. [read post]
30 Apr 2018, 3:00 am
[July 3, 2008] This CDI also illustrates the application of the 10% disclosure threshold and an interesting interpretation about normal course of business issues. [read post]
12 Apr 2018, 3:00 am
The issue seems to be whether the structure complies with the requirements of Securities Act CDI 139.01, which relates to registration of convertible securities and says that in the case of securities convertible only at the option of the issuer, the underlying securities must be registered at the time the convertible securities are registered. [read post]
