Search for: "Keith Paul Bishop" Results 161 - 180 of 217
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1 Aug 2014, 5:00 am by Doug Cornelius
The Franchise Tax Board’s Doing Business Legal Ruling – Ex Nihilo, Aliquid Fit by Keith Paul Bishop in California Corporate & Securities Law Gotcha! [read post]
16 Aug 2011, 5:00 am by Doug Cornelius
Sources: SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
15 Jun 2012, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law Blog While it is tempting to think that the test is now 2,000 record holders, a more realistic assessment would be to consider the test unchanged unless the issuer is able to keep track of the accredited investor status of its shareholders. [read post]
11 Oct 2011, 2:00 am by Keith Paul Bishop
MacCormac (Co-chair), Partner, Morrison Foerster, Keith Paul Bishop, Partner, Allen Matkins Leck Gamble & Mallory LLP, Edward A. [read post]
22 Feb 2017, 8:22 am by Doug Cornelius
Feb. 16, 2017) Silver Hills Doesn’t Mute Howey by Keith Paul Bishop in California Corporate & Securities Law Is a Note a Security? [read post]
2 Sep 2016, 5:06 am by Doug Cornelius
[More…] Why You May Want To Reconsider Promising Confidentiality To Whistleblowers by Keith Paul Bishop in California Corporate & Securities Law The scope of the promise may be unclear. [read post]
30 Mar 2012, 5:00 am by Doug Cornelius
Chowing Down On The JOBS Act And Ralston Purina by Keith Paul Bishop in California Corporate and Securities Law blog Anyone who has studied securities laws has undoubtedly heard of the Supreme Court’s decision in SEC v. [read post]
21 Jun 2013, 5:08 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law The typical private fund is organized as a limited partnership or limited liability company that is managed by a general partner or manager. [read post]
3 Dec 2010, 5:00 am by Doug Cornelius
SEC Relies On Questionable Legislative History In Proposed VC Definition by Keith Paul Bishop in California Corporate & Securities Law blog The SEC considered California’s definition of “venture capital companies” in 10 CCR § 260.204.9 but felt that California’s rule was inconsistent with Congressional intent because the California rule doesn’t limit investments to companies that are not publicly traded. [read post]
16 Sep 2016, 6:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law Earlier this week, the Securities and Exchange Commission announced that a self-styled “stock trading whiz kid” and his Los Angeles, California company have agreed to pay $1.5 million to settle a complaintfor violations of Rule 10b-5. [read post]
26 Jul 2013, 5:50 am by Doug Cornelius
Advertising Securities As Safe – A “No, No” In California by Keith Paul Bishop in California Corporate & Securities Law The Commissioner has adopted Rule 260.302 setting forth the general standard for advertisements. [read post]
28 Jan 2011, 5:00 am by Doug Cornelius
California Commissioner Expresses Concern About Proposed Venture Capital Fund Definition by Keith Paul Bishop in California Corporate & Securities Law blog As I wrote in this early posting, California is ground zero for the venture capital industry.  [read post]
27 Jan 2017, 6:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate and Securities Law I have previously argued that the SEC and other independent agencies are the platypodes of the federal government. [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
19 Aug 2016, 6:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law Unless someone successfully challenges the SEC’s enforcement position, it is likely that companies will eliminate waivers from their severance agreements. [read post]
24 Feb 2014, 5:49 am by Doug Cornelius
Dec. 19, 2013) Case A138136 Court Rules Private Fund Data Are Not Public Records by Keith Paul Bishop in California Corporate and Securities Law blog [read post]
23 Oct 2014, 5:00 am by Doug Cornelius
Changes in Securities Enforcement Thanks to Dodd-Frank by Bruce Carton in Securities Docket Stillwell versus the SEC complaint (.pdf) Peixoto complaint SEC Administrative Case Rules Likely Out Of Date, GC Says SEC ALJs Face Free Enterprise Challenge by Keith Paul Bishop in California Corporate and Securities Law Why Is It Called a “Wells Notice”? [read post]
13 Sep 2017, 7:01 am by Doug Cornelius
Lakhani in the Harvard Business Review Overstock Begins Trading Its Shares Via the Bitcoin Blockchain by Cade Metz in Wired Companies Can Put Shareholders on a Blockchain Starting Today by Jeff John Roberts in Fortune Nevada Precedes Delaware In Blockchain Legislation by Keith Paul Bishop Day 7 of One Month of Innovation in Compliance – Blockchain will Transform Compliance How Blockchain Will Change Organizations by Don Tapscott and Alex Tapscott Delaware… [read post]
15 Nov 2013, 5:58 am by Doug Cornelius
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]