Search for: "Securities and Exchange Commission"
Results 161 - 180
of 22,162
Sort by Relevance
|
Sort by Date
15 Mar 2025, 7:54 am
Pix credit Qiushi Dialectics must be coordinated. [read post]
14 Mar 2025, 3:45 pm
The Securities and Exchange Commission today announced a six-month extension of the compliance dates for amendments adopted in September 2023 to the Investment Company Act “Names Rule,” which addresses fund names likely to mislead investors about a fund’…More information at SECLaw.com Read the Full Press Release Have a securities law question? [read post]
14 Mar 2025, 1:07 pm
After a web trade journal published several stories looking into the rumor the VC-affiliated directors obtained a consultant report on the matter that triggered a Securities and Exchange Commission investigation. [read post]
14 Mar 2025, 10:13 am
Occupational Safety and Health Review Commission during the first Trump Administration. [read post]
14 Mar 2025, 6:30 am
Securities and Exchange Commission, on Saturday, March 8, 2025 Tags: circuit courts, Climate, Climate Disclosure, SEC Remarks by Commissioner Peirce Before the Investor Advisory Committee Posted by Hester M. [read post]
14 Mar 2025, 6:30 am
Securities and Exchange Commission, on Saturday, March 8, 2025 Tags: circuit courts, Climate, Climate Disclosure, SEC Remarks by Commissioner Peirce Before the Investor Advisory Committee Posted by Hester M. [read post]
13 Mar 2025, 9:01 pm
The Division opined that these meme coins do not qualify as “securities” under any definition in the Securities Act of 1933 (“Securities Act”) or the Securities Exchange Act of 1934. [read post]
13 Mar 2025, 11:05 am
Apolonides’s trading in the customer accounts generated total trading costs of $618,911, including $563,263 in commissions, and caused $735,376 in total realized losses. [read post]
13 Mar 2025, 11:04 am
Tsamos’s trading in the customer accounts resulted in total trading costs of $958,948, including $849,576 in commissions, and caused over $1.03 million in total realized losses. [read post]
13 Mar 2025, 6:44 am
Apolonides’s trading in the customer accounts generated total trading costs of $618,911, including $563,263 in commissions, and caused $735,376 in total realized losses. [read post]
13 Mar 2025, 6:42 am
Tsamos’s trading in the customer accounts resulted in total trading costs of $958,948, including $849,576 in commissions, and caused over $1.03 million in total realized losses. [read post]
13 Mar 2025, 6:31 am
In anticipation of the 2025 proxy season, publicly traded companies are actively preparing their proxy statements (DEF 14A) for submission to the Securities and Exchange Commission (SEC). [read post]
13 Mar 2025, 6:31 am
In anticipation of the 2025 proxy season, publicly traded companies are actively preparing their proxy statements (DEF 14A) for submission to the Securities and Exchange Commission (SEC). [read post]
13 Mar 2025, 1:00 am
Nasdaq indicated that the proposed changes will become operative 30 days after approval by the Commission. [read post]
12 Mar 2025, 9:05 pm
When securities enforcement is constrained, the impact may not be discovered until much later. [read post]
12 Mar 2025, 6:47 am
The Security and Exchange Commission’s (SEC) new regime for director elections was made applicable to all U.S. shareholder meetings held after August 31, 2022 and was widely expected to make proxy fights head-to-head contests between sitting directors and dissident candidates that activists would more often win, especially when advancing minority slates, due to the pick-and-mix menu presented. [read post]
12 Mar 2025, 6:47 am
The Security and Exchange Commission’s (SEC) new regime for director elections was made applicable to all U.S. shareholder meetings held after August 31, 2022 and was widely expected to make proxy fights head-to-head contests between sitting directors and dissident candidates that activists would more often win, especially when advancing minority slates, due to the pick-and-mix menu presented. [read post]
11 Mar 2025, 9:05 pm
Securities & Exchange Commission (SEC) scored its first victory on the “shadow” theory of insider trading after a federal jury found defendant Matthew Panuwat liable for violating securities laws in April 2024. [read post]
11 Mar 2025, 9:01 pm
Securities and Exchange Commission’s (SEC’s) new Crypto Task Force (Task Force), Commissioner Hester Peirce, recently laid out principles for how the Task Force will approach regulation and provided a roadmap for specific issues the Task Force is working on with policy staff of the SEC (Staff). [read post]
11 Mar 2025, 6:30 am
These changes are being driven by recent Securities and Exchange Commission (SEC) staff guidance related to the ability of institutional investors to report their beneficial ownership of more than 5% of a company’s voting, equity securities with the SEC on Schedule 13G. [read post]
