Search for: "Thomas Merrill"
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23 Sep 2007, 10:06 am
Watts, Vice-Chairman, Merrill Lynch & Co., Hong Kong SAR (more…) [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks LLC… [read post]
17 Jan 2024, 3:30 am
Thomas Merrill observes that overturning Chevron would be a recipe for judicial gridlock when it comes to resolving challenges to agency actions: “If every court of appeals were required to apply de novo review to every question of law that arises in a regulatory context, the courts of appeals would be overwhelmed. [read post]
18 Dec 2018, 11:12 am
First Southwest Michael Giokas Fortune Financial Services, Inc Comprehensive Asset Management and Servicing Travis Marks Wells Fargo Advisors, LLC JP Morgan Securities LLC Richard Minichino Next Financial Group, Inc Wunderlich Securities, Inc Thomas Park Merrill Lynch, Pierce, Fenner & Smith Inc Wells Fargo Clearing Services, LLC Brian Roth The Benchmark Company, LLC… [read post]
28 Apr 2009, 11:54 am
Most of the opposition to Lewis stems from the company's recent acquisition of ailing brokerage firm Merrill Lynch. [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency … [read post]
19 Jul 2012, 2:48 am
Thomas v. [read post]
5 Feb 2023, 4:06 pm
Hickman (136 Harvard Law Review Forum 75 (2022)) Illiberalism and Administrative Government by Jeremy Kessler, in Law and Illiberalism (Austin Sarat, Lawrence Douglas & Martha Merrill Umphrey eds., U. [read post]
6 Feb 2012, 8:47 am
Merrill, Charles Evans Hughes Professor of Law, Columbia University Randall C. [read post]
10 Apr 2007, 1:21 am
QUEENS COUNTYInsurance LawPlaintiff Found 'Covered' Person Under §5102(d); Policy Coverage Denied Based on Her Own Fraud Thomas v. [read post]
24 Apr 2009, 7:00 pm
Supreme Court Affirms Two Jury Verdicts - Jackson lawyer Philip Thomas on his blog, Mississippi Litigation Review & Commentary Another Court Holds that Driving is Not a Major Life Activity - Orange County attorney Aaron Morris on his Business Law Report Emerson College Offers Course in Law Firm Marketing - Legal marketing expert Larry Bodine at his Law Marketing Blog Advances on the Road to Financial Reform - The blogging lawyers and attorneys at… [read post]
30 Dec 2022, 11:19 am
Perhaps the starkest example came in Merrill v. [read post]
3 Mar 2015, 8:15 pm
The federalism argument has been made in two important Supreme Court amicus curiae briefs, one submitted on behalf of 22 states and the District of Columbia, and another on behalf of four law professors – Abbe Gluck, Gillian Metzger, Thomas Merrill, and Nicholas Bagley.The federalism argument is based on the doctrine of Pennhurst State Hospital v. [read post]
28 Jun 2018, 9:44 am
Rev. 559, 606–607 (2006); Merrill, Judicial Deference to Executive Precedent, 101 Yale L. [read post]
6 May 2022, 7:36 am
Merrill). [read post]
18 May 2016, 9:59 am
Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
9 Oct 2018, 5:02 am
Pratt, Thomas J. [read post]
27 Dec 2023, 8:45 am
Thomas McDevitt Ameriprise Financial Services, Inc. [read post]
14 May 2007, 8:03 am
Joining in the Thomas opinion were Chief Justice John G. [read post]
23 Sep 2013, 12:50 pm
Art Intellect, Inc., a Utah Corporation, d/b/a Mason Hill and Virtual MG, Patrick Merrill Brody, Laura A. [read post]
