Search for: "Working Group on Securities Disclosure Authority"
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25 Aug 2023, 11:47 am
In February 2020 FINRA reportedly barred him from working in the securities industry. [read post]
6 Jun 2015, 10:24 am
Since 2008 Persaud has been registered with The Concord Equity Group, LLC, Andrew Garrett Inc., Garden State Securities, Inc., and since May 2015, Buckman, Buckman & Reid, Inc. [read post]
21 Aug 2014, 5:28 am
However, any close knit community or group such as an ethnic group, immigrant community, or racial minority will work. [read post]
4 Jan 2011, 2:55 pm
Based on the results of its Disclosure System Working Group, the FSA will submit a legislative proposal.The FSA will review accounting standards and tailor them to the actual circumstances of small and medium-sized enterprises. [read post]
23 Mar 2016, 2:38 pm
Department of Labor Office of Labor-Management Standards (Labor Department) regulations implementing Section 203 of the Labor-Management Reporting Disclosure Act (LMRDA) generally require employers and labor relations consultants to with the U.S. [read post]
27 May 2020, 6:31 am
There are at least three groups of such questions. [read post]
14 Apr 2022, 9:01 pm
Introduction The SEC’s climate-related disclosures proposal would create a new Article 14 of Regulation S-X requiring a registrant to include specific climate-related financial disclosure in the notes to its audited financial statements.[1] Regulation S-X contains requirements for financial statements that are included in registration statements, periodic reports and other filings under the Securities Act of 1933 and the… [read post]
8 Nov 2022, 8:52 am
“Is the Department of Homeland Security (DHS) still filing intelligence reports about journalists? [read post]
14 Aug 2023, 1:20 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
13 Apr 2023, 11:49 am
The author of this article is not affiliated with the firm. [read post]
16 Dec 2021, 8:01 am
The public benefits from these disclosures. [read post]
4 Jan 2019, 9:30 am
The group’s final report recommended reviving the government-wide VEP with a presumption toward disclosing vulnerabilities. [read post]
22 Jun 2017, 12:57 pm
MHPAEA also imposes several disclosure requirements on group health plans and health insurance issuers. [read post]
5 May 2024, 6:44 pm
The report lists 11 categories of threats against lawyers under the law, and it recommends that Hong Kong authorities repeal the law, as well as relevant authorities repealing other laws restricting civil and political rights in Hong Kong. [read post]
9 Dec 2019, 1:17 pm
Customers of Burroughs Investment Group, Inc. [read post]
18 Apr 2022, 9:48 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
24 May 2007, 8:16 am
“During the past six months, the government watchdog for companies and financial markets has reined in its enforcement division; eased disclosure rules for stock compensation after being lobbied by business groups; and advised the U.S. [read post]
27 May 2021, 5:01 am
Disclosure Authorizations Existing law allows an agency to define an appropriate disclosure for a system of records by establishing a routine use. [read post]
5 Jun 2024, 3:38 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regu [read post]
16 Aug 2018, 9:06 am
NLRB arose after a meat wholesaler refused to bargain with its employees’ newly elected union, claiming that the election was invalid because a number of the employees who voted in it were not authorized to work in the United States. [read post]
