Search for: "Application of Frank"
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13 Oct 2010, 8:46 am
The Dodd-Frank Act incentivizes whistleblowers to report complaints directly to the SEC. [read post]
22 Jun 2011, 7:32 am
VELVEL ON THE APPLICATION HERE OF THE SUPREME COURT CASES --FROM TUMEY v. [read post]
14 Apr 2011, 8:16 am
To sort it all out, our friends at Davis Polk & Wardwell sent along this memo: On April 12, 2011, the U.S. banking regulators proposed rules regarding the capital and margin requirements applicable to uncleared swaps. [read post]
12 Jul 2011, 1:01 pm
Gutpa filed a complaint in federal court against the Commission seeking a declaratory judgment and injunctive relief, alleging that by seeking civil penalties through the retroactive application of the Dodd-Frank Act in the Administrative Proceeding, the SEC unconstitutionally deprived him to a jury trial in federal court (pointing out that the SEC has filed all of its cases related to Mr. [read post]
15 Jun 2021, 11:16 am
Section 1071 of Dodd-Frank amended the ECOA, subject to rules adopted by the Bureau, to require financial institutions to collect and report certain data in connection with credit applications made by women- or minority-owned businesses and small businesses. [read post]
13 Nov 2011, 7:14 pm
Dodd-Frank - Bernstein's Dodd-Frank update focused on the Consumer Financial Protection Bureau (CFPB), a new federal agency . [read post]
3 Nov 2022, 12:30 pm
As the CFPB’s final rule explains: Congress directed the Bureau to study these pre-dispute arbitration agreements in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank or Dodd-Frank Act). [read post]
15 Sep 2017, 6:09 am
In particular, Director Cordray asserts that the Higher Education Act does not supersede the federal consumer financial laws that the CFPB enforces under Title X of the Dodd-Frank Act (Dodd-Frank). [read post]
2 Aug 2010, 2:08 am
Form 8-R Revised – Form 8-R applications for principal and associated person registration has been revised to include demographic information on the registrant. [read post]
24 Aug 2023, 8:20 am
Furthermore, the law has broad transnational application. [read post]
20 Jan 2012, 5:57 am
In Franks v. [read post]
11 Jul 2015, 4:42 am
The application is here. [read post]
3 Mar 2011, 5:00 am
Under Dodd-Frank, the rule is required to be in place 9 months after enactment. [read post]
15 Feb 2010, 9:13 am
All online applications must be received by no later than April 15, 2010. [read post]
1 Jun 2020, 7:44 am
R (on the application of Pathan) v Secretary of State for the Home Department, heard 12 December 2019. [read post]
8 Jun 2020, 2:02 am
R (on the application of Pathan) v Secretary of State for the Home Department, heard 12 December 2019. [read post]
27 Jul 2011, 10:26 am
Commissioner Barnier noted that European regulation could allow for investors to take agencies to court when there has been negligence or violation of applicable rules. [read post]
27 Apr 2020, 2:00 am
R (on the application of Pathan) v Secretary of State for the Home Department, heard 12 December 2019. [read post]
22 Jun 2020, 1:42 am
R (on the application of Pathan) v Secretary of State for the Home Department, heard 12 December 2019. [read post]
22 Aug 2018, 1:21 pm
” With regard to Firstsource’s argument that the CID’s issuance was outside the Bureau’s Dodd-Frank authority, the Bureau stated that, even if Firstsource’s assertion were true, the applicable standard only requires a CID “to state the nature of the conduct constituting the alleged violation under investigation and the provision of law applicable to such violation. [read post]
