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6 Nov 2015, 9:51 am by Adam Weinstein
According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Damon Vickers (Vickers) has been the subject of at least three customer complaints, one regulatory investigation, and one criminal matter. [read post]
17 Jan 2013, 7:54 am by Felix Shipkevich
The SEC “could be focusing on other matters rather than spinning their wheels with no end in sight,” Gallagher said. [read post]
17 Jan 2013, 7:54 am by Felix Shipkevich
The SEC “could be focusing on other matters rather than spinning their wheels with no end in sight,” Gallagher said. [read post]
12 Apr 2011, 4:12 am by Charon QC
It is a matter of some regret that his thought descendants, among them one Sir John Vickers, will not be subject to a similar fate for this latest report into reform of our revered and world class banking system. [read post]
11 Jul 2019, 3:30 am by SHG
” Why he was a suspect is unclear, which matters since it reflects on the possibility of a threat to the police. [read post]
24 Jan 2011, 2:02 pm by James Hamilton
Chairman Vickers mentioned the Volcker Rule provisions of the Dodd-Frank Act as the type of structural reform that the Commission is considering. [read post]
17 Jun 2011, 7:32 am by James Hamilton
Rather, the Chancellor appointed this independent commission, chaired by Sir John Vickers, to study the matter and report back.In a bow to Volcker Rule, the Commission recommended ring-fencing a financial institution’s retail banking activities from investment banking. [read post]
27 Nov 2013, 5:00 am by Jon Robinson
Here are some recent gems: LexisNexis’ Workers’ Compensation Law Community published Vickers Decision: Inapplicability of Sec. 20(a) Presumption to Secondary Conditions Under the LHWCA. [read post]
17 Jan 2014, 4:00 am by Simon Fodden
I’ve been doing it for what seems to be to be a long long time, from the days of partly pressurized DC-3s, though Super G Constellations, Vickers Viscounts and Boeing 707s, on to the airliners of today. [read post]
10 Nov 2016, 7:08 am by Sarah M Donnelly
Here are the materials in the matter of Upstate Citizens for Equality v. [read post]
31 Mar 2015, 12:53 am by Antonio Zuccaro
A Matter for Two CourtsEdited by Sonia Morano-Foadi and Lucy VickersThis collection joins the new and expanding scholarship on the protection of fundamental rights in Europe and reflects on the relationship between the Court of Justice of the European Union (CJEU) and the European Court of Human Rights (ECtHR). [read post]
1 Feb 2015, 4:06 pm by INFORRM
Mr Vickers made it clear that the IPSO rules were not going to be changed. [read post]
10 Mar 2011, 8:13 am by admin
The incident highlights the extent to which players can be permitted to involve themselves in steward-related matters. [read post]
23 Oct 2011, 1:00 pm by James Hamilton
As an operational matter, some interaction between the retail and investment banks is contemplated in the interest of minimizing costs and facilitating full customer service. [read post]
17 Jun 2007, 10:47 pm
According to Triumph, it meant that the additional matter referred to was matter additional to that disclosed in the application as filed, rather than in the specification of the patent prior to amendment. [read post]
6 Sep 2011, 7:28 am by Raffaela Wakeman
The only Dick Cheney review that really matters is available here (I’m sorry I missed this one last week). [read post]
6 May 2011, 12:14 am by Matt Rita
Vickers’ predecessor has roots in another eastern Massachusetts town, and we may be on to something. [read post]
6 Jul 2007, 1:14 am
Appointed a Queen's Counsel in 1990, he was Junior Counsel to Her Majesty's Treasury (Patents) from 1987 to 1990.The IPKat reminds his readers of some of Sir Nicholas's recent decisions: * Triumph Actuation Systems LLC v Aeroquip-Vickers Ltd and another [2007] EWHC 1367 (Pat) on patent amendments (see IPKat here);* Miss World Ltd v Channel 4 on trade marks versus free speech (the IPKat's not sure this one's right, though);* Cappellini's and Bloomberg's… [read post]