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SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers
1 Feb 2011, 6:36 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Editor’s Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Dodd-Frank Act Finalizes Swap Pushout Rule
7 Jul 2010, 6:13 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Editor’s Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Showcase Panel III: Regulation of Financial Institutions 11-14-09
20 Nov 2009, 9:52 am
Nazareth of Davis Polk & Wardwell LLP; and Judge Edith H. [read post]
Federalist Society Audio - http://www.fed-soc.org/audio/MP3s/fsaudio.xml
SEC and CFTC Release Joint Report on Harmonization of Regulation
23 Oct 2009, 6:03 am
(Editor's Note: This post is based on a client memorandum from Davis Polk & Wardwell LLP by Daniel N. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A New Foundation for Financial Regulation?
22 Jun 2009, 2:31 pm
Tahyar, Robert Colby, and Reena Agrawal Sahni of Davis Polk &;amp; Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Senate-House Conference Agrees on Final Volcker Rule
27 Jun 2010, 7:02 am by Margaret E. Tahyar, Davis Polk & Wardwell LLP,
Tahyar is a partner and member of the New York Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Re-Proposes Rules on Security-Based Swaps
22 Jun 2015, 8:56 pm by Sabrina I. Pacifici
Nazareth, Davis Polk & Wardwell LLP,  June 21, 2015 “On May 13, 2015, the SEC published proposed amendments and re-proposed rules on the application of certain Title VII requirements to cross-border security-based swap activities of non-U.S. persons based on U.S. conduct. [read post]
beSpacific - http://www.bespacific.com/
SEC Proposes Additional Transparency for “Dark Pools”
3 Dec 2009, 7:08 am
Editor's Note: This post is based on a Davis Polk & Wardwell LLP client memorandum by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Proposes Limits on Options Market Access Fees
30 Apr 2010, 7:24 am by Margaret E. Tahyar, Davis Polk & Wardwell LLP,
Tahyar is a partner and member of the New York Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Proposes Flash Order Ban, Announces Market Structure Review
24 Sep 2009, 8:28 am
(Editor's Note: This post comes is based on a Davis Polk &;amp; Wardwell LLP client memorandum by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The House and Senate Debate Resolution Authority
19 Nov 2009, 6:26 am
Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Incentive Compensation for Financial Institutions: Reproposal
5 May 2016, 6:07 am
Tahyar, Davis Polk & Wardwell LLP, on Thursday, May 5, 2016 Editor's Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP, and a former commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Fragmented Regulatory Landscape for Digital Tokens
26 Mar 2018, 5:58 am
Nazareth are partners and Zachary Zweihorn is counsel at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Amendments to Regulation SBSR
25 Aug 2016, 6:24 am
Nazareth, Davis Polk & Wardwell LLP, on Thursday, August 25, 2016 Editor's Note: Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
New FINRA Equity and Debt Research Rules
11 Sep 2015, 6:24 am
Nazareth, Davis Polk & Wardwell LLP, on Friday, September 11, 2015 Editor's Note: Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Department of Labor’s Final Rule on “Fiduciary” Definition
21 Apr 2016, 6:18 am
Nazareth, Davis Polk & Wardwell LLP, on Thursday, April 21, 2016 Editor's Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP, and a former commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
U.S. Uncleared Swap Margin, Capital, and Segregation Rules
31 Jan 2016, 6:06 am
Nazareth, Davis Polk & Wardwell LLP, on Sunday, January 31, 2016 Editor's Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP, and a former commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Financial Regulatory Reform Bill Passes Senate Banking Committee and Heads to the Senate Floor
5 Apr 2010, 6:23 am by Margaret E. Tahyar, Davis Polk & Wardwell LLP,
Tahyar is a partner and member of the New York Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Supreme Court Review of SEC’s Authority to Seek Disgorgement
21 Nov 2019, 6:27 am
Posted by Greg Andres, Robert Cohen and Paul Nathanson, Davis Polk & Wardwell LLP, on Thursday, November 21, 2019 Editor's Note: Greg Andres, Robert Cohen, and Paul Nathanson are partners at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Regulation in the Era of Fintech
25 Apr 2021, 9:03 pm by Series of Essays
Nazareth, a Senior Counsel at Davis Polk & Wardwell LLP; Michael Nonaka, a partner at Covington & Burling LLP; Marlon Paz, a partner at Mayer Brown LLP; Jennifer J. [read post]
RegBlog - http://www.regblog.org/