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Sallah Astarita & Cox Announces Jeffrey Cox Teaching Appointment
1 Jun 2021, 12:44 pm by Astarita
Sallah Astarita & Cox, LLC is pleased to announce that founding partner, Jeffrey L. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Sallah Astarita & Cox $1.8 Million Whistleblower Award
17 Dec 2020, 11:35 am by Astarita
----------------The attorneys at Sallah Astarita & Cox, LLC include former SEC Staff Attorneys and brokerage firm attorneys. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Beam & Astarita Reviewing Claims For Facebook Trading Disaster
21 May 2012, 2:04 pm by Mark Astarita
Beam & Astarita is reviewing potential claims by brokerage firms and investors for losses that were occasioned on Friday and again today.Thus far it appears that brokers and traders who entered orders on behalf of institutions and retail investors did not receive confirmation of executions until hours after the fact, and even then, the reports were not correct. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Morgan Stanley Forcing You Back to the Office?
18 Jun 2021, 8:55 am by Astarita
  212-509-6544 The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Whistleblower Awards Totaling Nearly $5.3 Million
21 Jun 2021, 9:00 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Poloniex for Operating Unregistered Digital Asset Exchange
9 Aug 2021, 5:50 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Investment Adviser and Associated Individuals with Causing Violations of Regulation SHO
17 Aug 2021, 10:15 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Chair Gensler Announces Addition of Barbara Roper to Senior Staff
25 Aug 2021, 12:10 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Announces Three Actions Charging Deficient Cybersecurity Procedures
30 Aug 2021, 9:10 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
U.S. Securities and Exchange Commission and the European Central Bank Sign Memorandum of Understanding Regarding Cooperation with Respect to Security-Based Swap Entities
16 Aug 2021, 7:05 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Changing Dynamics Pre-IPO and Going Public on the Agenda for the SEC’s Small Business Capital Formation Advisory Committee
21 Sep 2021, 6:10 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Netflix Insider Trading Ring
18 Aug 2021, 12:20 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
YJ Fischer to Join SEC as Director of the Office of International Affairs
22 Jul 2021, 1:31 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Approximately $3 Million to Two Whistleblowers
14 Jun 2021, 8:35 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards $3.5 Million to Whistleblowers in Two Enforcement Actions
6 Aug 2021, 8:55 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Unlicensed Broker With Defrauding Investors
28 Jul 2021, 11:35 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges 27 Financial Firms for Form CRS Filing and Delivery Failures
26 Jul 2021, 1:35 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Agenda for Sept. 27 Meeting of the Asset Management Advisory Committee
23 Sep 2021, 12:15 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Investment Advisers With Cherry-Picking, Obtains Asset Freeze
17 Jun 2021, 10:55 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Executives of Network Infrastructure Company With Accounting Fraud
15 Jul 2021, 7:30 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/