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12 Apr 2023, 2:17 pm by Mark Astarita
We’re in growth mode’: Oppenheimer on the hunt for int’l advisors in MiamiThe firm is looking to grow its share of the international wealth management space after having recently opened a new office in Miami to house its advisorMark Astarita has been representing advisors who are changing firms and firms who are hiring thos advisors for decades. [read post]
19 Jan 2023, 4:27 am by Mark Astarita
Astarita, Esq. is a nationally recognized securities attorney representing investors and market professionals in SEC and FINRA investigations nationwide. [read post]
6 Jan 2023, 5:43 am by Mark Astarita
---Mark Astarita represents financial advisors across the country in all aspects of their professional careers, including drafting, and litigating non-compete agreements. [read post]
23 Jul 2022, 12:36 pm by Mark Astarita
---Mark Astarita is a nationally known securities attorney, a partner in the law firm of Sallah Astarita & Cox, and the Creator and Editor of The Securities Law Home Page - SECLaw.com. [read post]
22 Jul 2022, 5:28 am by Mark Astarita
---The attorneys at Sallah Astarita & Cox, LLC have been representing firms and brokers in FINRA disciplinary proceedings for decades. [read post]
19 Jul 2022, 11:24 am by Mark Astarita
Astarita is a national securities attorney who has represented parties in over 600 securities arbitrations in 23 states. [read post]
19 May 2022, 12:10 pm by Mark Astarita
”— Mark Chenoweth, NCLA President----------Mark Astarita is a nationally recognized securities litigation attorney and a partner in the law firm of Sallah Astarita & Cox, LLC. [read post]
16 May 2022, 8:52 am by Mark Astarita
  The US Attorney's office issued a press release regarding the arrest.If you were an investor in EminiFX and wish to discuss the matter, please call Sallah Astarita & Cox at 212-509-6544. [read post]
20 Apr 2022, 6:24 am by Mark Astarita
"Not a good look for a major brokerage firm.Our original post on the case - https://www.seclaw.com/ubs-keeps-losing-its-attempt-to-vacate-11-mln-finra-award/https://www.advisorhub.com/ubs-wires-14-1m-to-ex-compliance-officer-capping-off-battle-over-defamation-award/ ----------Sallah Astarita & Cox, LLC is a national securities law firm which represents advisors in their employent disputes with their brokerage firms. [read post]
31 Mar 2022, 8:51 am by Mark Astarita
 Sallah Astarita & Cox represents CCOs, CEOs and other financial executives across the country, and its attorneys have been doing so for decades. [read post]
31 Mar 2022, 8:27 am by Mark Astarita
That work may result in further findings and remedial actions.Full Press ReleaseSallah Astarita & Cox is a national securities law firm comprised of former SEC Staff Attorneys and Broker-Dealer Attorneys. [read post]
3 Mar 2022, 7:23 am by Mark Astarita
  https://www.bloomberg.com/news/articles/2022-03-02/sec-scrutinizes-nft-market-over-illegal-crypto-token-offerings-----------Former SEC Senior Attorneys and Broker-Dealer attorneys at Sallah Astarita & Cox represent crypto investors and promoters across the country. [read post]
9 Feb 2022, 2:11 pm by Mark Astarita
Sallah Astarita & Cox, broker dealer counsel and former SEC attorneys, have been doing this for DECADES. [read post]
29 Jan 2022, 8:34 am by Mark Astarita
____The attorneys at Sallah Astarita & Cox, LLC are former SEC Senior staff attorneys and counsel to brokerage firms, private funds, and investment advisors. [read post]
26 Jan 2022, 1:50 pm by Mark Astarita
 GWG Stock Declines Over 50%The price of the Company's shares have fallen from $9.90 a share to $4.02 a share in January of this year, closing at $4.02 a share on January 26, 2022.Investigations and Arbitrations These events have caused many investors to question whether the brokerage firms who recommended the share for investment performed adequate due diligence on the company before making the recommendations and the accuracy of the financial statements published by the GWG.Further… [read post]