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12 Apr 2023, 2:17 pm by Mark Astarita
We’re in growth mode’: Oppenheimer on the hunt for int’l advisors in MiamiThe firm is looking to grow its share of the international wealth management space after having recently opened a new office in Miami to house its advisorMark Astarita has been representing advisors who are changing firms and firms who are hiring thos advisors for decades. [read post]
19 Jan 2023, 4:27 am by Mark Astarita
Astarita, Esq. is a nationally recognized securities attorney representing investors and market professionals in SEC and FINRA investigations nationwide. [read post]
6 Jan 2023, 5:43 am by Mark Astarita
---Mark Astarita represents financial advisors across the country in all aspects of their professional careers, including drafting, and litigating non-compete agreements. [read post]
23 Jul 2022, 12:36 pm by Mark Astarita
---Mark Astarita is a nationally known securities attorney, a partner in the law firm of Sallah Astarita & Cox, and the Creator and Editor of The Securities Law Home Page - SECLaw.com. [read post]
22 Jul 2022, 5:28 am by Mark Astarita
---The attorneys at Sallah Astarita & Cox, LLC have been representing firms and brokers in FINRA disciplinary proceedings for decades. [read post]
19 Jul 2022, 11:24 am by Mark Astarita
Astarita is a national securities attorney who has represented parties in over 600 securities arbitrations in 23 states. [read post]
19 May 2022, 12:10 pm by Mark Astarita
”— Mark Chenoweth, NCLA President----------Mark Astarita is a nationally recognized securities litigation attorney and a partner in the law firm of Sallah Astarita & Cox, LLC. [read post]
16 May 2022, 8:52 am by Mark Astarita
  The US Attorney's office issued a press release regarding the arrest.If you were an investor in EminiFX and wish to discuss the matter, please call Sallah Astarita & Cox at 212-509-6544. [read post]
20 Apr 2022, 6:24 am by Mark Astarita
"Not a good look for a major brokerage firm.Our original post on the case - https://www.seclaw.com/ubs-keeps-losing-its-attempt-to-vacate-11-mln-finra-award/https://www.advisorhub.com/ubs-wires-14-1m-to-ex-compliance-officer-capping-off-battle-over-defamation-award/ ----------Sallah Astarita & Cox, LLC is a national securities law firm which represents advisors in their employent disputes with their brokerage firms. [read post]
31 Mar 2022, 8:51 am by Mark Astarita
 Sallah Astarita & Cox represents CCOs, CEOs and other financial executives across the country, and its attorneys have been doing so for decades. [read post]
31 Mar 2022, 8:27 am by Mark Astarita
That work may result in further findings and remedial actions.Full Press ReleaseSallah Astarita & Cox is a national securities law firm comprised of former SEC Staff Attorneys and Broker-Dealer Attorneys. [read post]
3 Mar 2022, 7:23 am by Mark Astarita
  https://www.bloomberg.com/news/articles/2022-03-02/sec-scrutinizes-nft-market-over-illegal-crypto-token-offerings-----------Former SEC Senior Attorneys and Broker-Dealer attorneys at Sallah Astarita & Cox represent crypto investors and promoters across the country. [read post]
9 Feb 2022, 2:11 pm by Mark Astarita
Sallah Astarita & Cox, broker dealer counsel and former SEC attorneys, have been doing this for DECADES. [read post]
29 Jan 2022, 8:34 am by Mark Astarita
____The attorneys at Sallah Astarita & Cox, LLC are former SEC Senior staff attorneys and counsel to brokerage firms, private funds, and investment advisors. [read post]