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12 Apr 2023, 2:17 pm
We’re in growth mode’: Oppenheimer on the hunt for int’l advisors in MiamiThe firm is looking to grow its share of the international wealth management space after having recently opened a new office in Miami to house its advisorMark Astarita has been representing advisors who are changing firms and firms who are hiring thos advisors for decades. [read post]
19 Jan 2023, 4:27 am
Astarita, Esq. is a nationally recognized securities attorney representing investors and market professionals in SEC and FINRA investigations nationwide. [read post]
6 Jan 2023, 5:43 am
---Mark Astarita represents financial advisors across the country in all aspects of their professional careers, including drafting, and litigating non-compete agreements. [read post]
26 Sep 2022, 7:33 am
” Sallah Astarita & Cox’s whistleblower client obtained a $1.8 million award. [read post]
23 Jul 2022, 12:36 pm
---Mark Astarita is a nationally known securities attorney, a partner in the law firm of Sallah Astarita & Cox, and the Creator and Editor of The Securities Law Home Page - SECLaw.com. [read post]
22 Jul 2022, 5:28 am
---The attorneys at Sallah Astarita & Cox, LLC have been representing firms and brokers in FINRA disciplinary proceedings for decades. [read post]
19 Jul 2022, 11:24 am
Astarita is a national securities attorney who has represented parties in over 600 securities arbitrations in 23 states. [read post]
19 May 2022, 12:10 pm
”— Mark Chenoweth, NCLA President----------Mark Astarita is a nationally recognized securities litigation attorney and a partner in the law firm of Sallah Astarita & Cox, LLC. [read post]
16 May 2022, 8:52 am
The US Attorney's office issued a press release regarding the arrest.If you were an investor in EminiFX and wish to discuss the matter, please call Sallah Astarita & Cox at 212-509-6544. [read post]
20 Apr 2022, 6:24 am
"Not a good look for a major brokerage firm.Our original post on the case - https://www.seclaw.com/ubs-keeps-losing-its-attempt-to-vacate-11-mln-finra-award/https://www.advisorhub.com/ubs-wires-14-1m-to-ex-compliance-officer-capping-off-battle-over-defamation-award/ ----------Sallah Astarita & Cox, LLC is a national securities law firm which represents advisors in their employent disputes with their brokerage firms. [read post]
4 Apr 2022, 5:30 am
-Mark Astarita [read post]
2 Apr 2022, 5:22 am
.- Mark Astarita [read post]
31 Mar 2022, 8:51 am
Sallah Astarita & Cox represents CCOs, CEOs and other financial executives across the country, and its attorneys have been doing so for decades. [read post]
31 Mar 2022, 8:27 am
That work may result in further findings and remedial actions.Full Press ReleaseSallah Astarita & Cox is a national securities law firm comprised of former SEC Staff Attorneys and Broker-Dealer Attorneys. [read post]
25 Mar 2022, 11:55 pm
Astarita, Esq. [read post]
3 Mar 2022, 7:23 am
https://www.bloomberg.com/news/articles/2022-03-02/sec-scrutinizes-nft-market-over-illegal-crypto-token-offerings-----------Former SEC Senior Attorneys and Broker-Dealer attorneys at Sallah Astarita & Cox represent crypto investors and promoters across the country. [read post]
9 Feb 2022, 2:11 pm
Sallah Astarita & Cox, broker dealer counsel and former SEC attorneys, have been doing this for DECADES. [read post]
29 Jan 2022, 8:34 am
____The attorneys at Sallah Astarita & Cox, LLC are former SEC Senior staff attorneys and counsel to brokerage firms, private funds, and investment advisors. [read post]
26 Jan 2022, 1:50 pm
GWG Stock Declines Over 50%The price of the Company's shares have fallen from $9.90 a share to $4.02 a share in January of this year, closing at $4.02 a share on January 26, 2022.Investigations and Arbitrations These events have caused many investors to question whether the brokerage firms who recommended the share for investment performed adequate due diligence on the company before making the recommendations and the accuracy of the financial statements published by the GWG.Further… [read post]
24 Nov 2021, 7:20 am
Call Sallah Astarita & Cox at 212-509-6544. [read post]
