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Three New Whistleblower awards for $1.1 Million
18 Jan 2021, 3:37 pm by Astarita
The partners at Sallah Astarita & Cox, a national securities law firm, are former SEC Staff attorneys and brokerage firm lawyers, who can guide you through the process of filing a claim with the SEC. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
What's Happening from Start-Up to Small Cap: SEC's Small Business Advocate to Host Capital Call Feb. 4
15 Jan 2021, 8:36 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Fee Rate Advisory #2 for Fiscal Year 2021
15 Jan 2021, 7:57 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. * This article was originally published at The Securities Law BThe post Fee Rate Advisory #2 for Fiscal Year 2021 appeared first on SECLaw.com.https://bit.ly/39vNi5U [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Fee Rate Advisory #2 for Fiscal Year 2021
15 Jan 2021, 7:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Nearly $600,000 to Whistleblower
14 Jan 2021, 9:12 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. * This article was originally published at The Securities Law BThe post SEC Awards Nearly $600,000 to Whistleblower appeared first on SECLaw.com.https://bit.ly/38IhHi2 [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Nearly $600,000 to Whistleblower
14 Jan 2021, 8:11 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Sagar Teotia to Conclude Tenure as SEC Chief Accountant
13 Jan 2021, 7:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Acting Enforcement Director Marc P. Berger to Depart the Commission
12 Jan 2021, 2:12 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. * This article was originally published at The Securities Law BThe post Acting Enforcement Director Marc P. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Acting Enforcement Director Marc P. Berger to Depart the Commission
12 Jan 2021, 10:26 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Real Estate Fund Manager With Misappropriating Over $7 Million From Retail Investors
12 Jan 2021, 9:41 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Three New Whistleblower awards for $1.1 Million
8 Jan 2021, 1:27 pm by Astarita
The partners at Sallah Astarita & Cox, a national securities law firm, are former SEC Staff attorneys and brokerage firm lawyers, who can guide you through the process of filing a claim with the SEC. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Deutsche Bank With FCPA Violations Related to Third-Party Intermediaries
8 Jan 2021, 12:56 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Over $1.1 Million to Multiple Whistleblowers
7 Jan 2021, 11:36 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Paul G. Cellupica, Division of Investment Management Deputy Director and Chief Counsel to Conclude Tenure at SEC
7 Jan 2021, 9:11 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Jed Hickman Named SEC’s EDGAR Business Office Director
30 Dec 2020, 9:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Jewelry Wholesaler with Fraudulent Securities Offering Targeting Current and Retired Police Officers and Firefighters
30 Dec 2020, 7:46 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Elad Roisman Named Acting Chairman of the SEC
28 Dec 2020, 2:56 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Emergency Asset Freeze, Charges Cryto Fund Manager with Fraud
28 Dec 2020, 9:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Statement and Requests Comment Regarding the Custody of Digital Asset Securities by Special Purpose Broker-Dealers
25 Dec 2020, 8:39 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. * This article was originally published here [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Luckin Coffee Agrees to Pay $180 Million Penalty to Settle Accounting Fraud Charges
24 Dec 2020, 7:24 am by Astarita
Astarita, Esq. represents investors, financial professionals and firms in litigation, arbitration and regulatory matters across the country. [read post]
Securities Law Blog - http://seclaw.blogspot.com/