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SEC Awards Whistleblowers Whose Information Helped Stop Fraud
22 Jan 2020, 12:20 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Files Charges Against Scheme to Sell Fictitious Interests in Marijuana Company
21 Jan 2020, 8:59 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC to Report on State of Small Business Capital Formation in the U.S.
17 Jan 2020, 11:41 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Convicted Criminal Who Conducted Fraudulent ICO Using a Fake Identity
17 Jan 2020, 7:41 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Austin Gerig Named as SEC’s Chief Data Officer
16 Jan 2020, 1:11 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Emergency Asset Freeze, Charges Businessman With Operating a Ponzi-Like Scheme
14 Jan 2020, 9:02 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names Allen Blume as Deputy Chief Financial Officer
10 Jan 2020, 8:27 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names Mark D. Reinhold as Deputy Chief Human Capital Officer in the Office of Human Resources
10 Jan 2020, 7:16 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Fee Rate Advisory #2 for Fiscal Year 2020
9 Jan 2020, 1:24 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Agenda for Inaugural Meeting of the Asset Management Advisory Committee
9 Jan 2020, 12:59 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Improvements to Governance of Market Data Plans
8 Jan 2020, 8:27 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Office of Compliance Inspections and Examinations Announces 2020 Examination Priorities
7 Jan 2020, 9:20 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Investor Advisory Committee to Hold Jan. 24 Telephone Meeting
7 Jan 2020, 8:20 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Longfin CEO Settles Fraud Action
3 Jan 2020, 10:08 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Six Individuals in International Microcap Fraud Schemes
2 Jan 2020, 1:38 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes to Codify Certain Consultations and Modernize Auditor Independence Rules
30 Dec 2019, 9:48 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Susan Nash, Associate Director in Division of Investment Management, to Leave SEC After 30 Years of Public Service
23 Dec 2019, 12:05 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Recidivist Investment Adviser With Defrauding Retirees
19 Dec 2019, 2:31 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Announces Robert A. Marchman as Senior Policy Advisor on Diversity and Inclusion
19 Dec 2019, 1:31 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Files Charges in Ponzi Scheme Targeting Hispanic Community
19 Dec 2019, 1:01 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/