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11 Jun 2021, 1:50 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
3 Jun 2021, 8:03 am by Astarita
The new guidance "elaborates" on rule amendments, adopted by the OAG's Investor Protection Bureau in December 2020, that transitioned filings and payments to standardized national systems.Specifically, the OAG offered the following resources:Broker-Dealer and Securities Registration Information Sheet, which compiles, among other things, the filings to be completed by issuers of securities and broker-dealers participating in a distribution;Guidance on Mandatory Filing of Form D, for… [read post]
1 Jun 2021, 12:44 pm by Astarita
Sallah Astarita & Cox, LLC is pleased to announce that founding partner, Jeffrey L. [read post]
1 Jun 2021, 6:30 am by Astarita
When James Sallah of Sallah Astarita & Cox, LLC was appointed the receiver for a software company that had been raided by the FBI it had nothing, but software. [read post]
29 May 2021, 10:52 am by Astarita
However, you often get what you pay for.Alan's post is at JDSupra.The Securities Law Blog is a service of, and Mark Astarita, a well-known, national securities lawyer [read post]
22 May 2021, 11:04 am by Astarita
Astarita, Esq. is a 30-year securities arbitration veteran, having represented parties in over 600 FINRA arbitrations in 20 cities. [read post]