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SEC Staff Releases Report on Equity and Options Market Structure Conditions in Early 2021
18 Oct 2021, 1:35 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts Amendments to Modernize Shareholder Proposal Rule
23 Sep 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Over $1.1 Million to Multiple Whistleblowers
7 Jan 2021, 11:36 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Emergency Relief Against New York Real Estate Developer Charged with EB-5 Securities Fraud
28 Sep 2021, 10:20 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Owner of Film Distribution Company with Defrauding Publicly Traded Fund
22 May 2020, 10:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports
10 Aug 2020, 7:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Fee Rate Advisory #3 for Fiscal Year 2021
26 Feb 2021, 1:36 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Suspends Trading in Multiple Issuers Based on Social Media and Trading Activity
26 Feb 2021, 12:06 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Exchange-Traded Product and Its General Partner With Disclosure Failures
8 Nov 2021, 1:38 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC and Morehouse College Announce Atlanta Event for Minority Entrepreneurs
17 Oct 2019, 1:19 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names John Vanosdall as Deputy Chief Accountant
3 Dec 2019, 1:06 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Healthcare Company and Its Founder with Multimillion Dollar Fraud
19 May 2021, 9:56 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Nicole Creola Kelly Named Chief of SEC Whistleblower Office
5 Nov 2021, 11:05 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Herbalife Shareholder Pyramid Scheme Suit Dismissed
17 Feb 2015, 12:18 pm by Mark Astarita
---The attorneys at Sallah Astarita & Cox represent those who invest in, and who are accused of operating, pyramid schemes. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Whistleblower Awards Totaling Approximately $10.4 Million
22 Nov 2021, 9:00 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Susan Nash, Associate Director in Division of Investment Management, to Leave SEC After 30 Years of Public Service
23 Dec 2019, 12:05 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC to Hold National Compliance Outreach Seminar for Investment Companies and Investment Advisers
25 Feb 2020, 11:25 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Charter School Operator and its Former President With Fraudulent Municipal Bond Offering
14 Sep 2020, 8:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Kelly L. Gibson Named Acting Deputy Director of Division of Enforcement
5 Feb 2021, 10:46 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Scott A. Thompson Named Associate Regional Director in Philadelphia Office
3 Aug 2020, 10:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/