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SEC Appoints PCAOB Chief Auditor Megan Zietsman to PCAOB Board
15 Oct 2020, 11:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Biotech Company and CEO With Fraud Concerning COVID-19 Blood Testing Device
18 Dec 2020, 11:46 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Acting Chair Allison Herren Lee Announces Executive Staff
1 Feb 2021, 10:56 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Katherine K. Martin, Associate Director in the Office of International Affairs, to leave SEC
5 Feb 2021, 6:46 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Fee Rate Advisory #3 for Fiscal Year 2021
26 Feb 2021, 1:36 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Emergency Relief in Case Charging Claims Aggregator and Principals with Multi-Million Dollar Fraud
4 Nov 2021, 6:50 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names Mark D. Reinhold as Deputy Chief Human Capital Officer in the Office of Human Resources
10 Jan 2020, 7:16 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Convicted Criminal Who Conducted Fraudulent ICO Using a Fake Identity
17 Jan 2020, 7:41 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Final Judgment Against Kik Interactive For Unregistered Offering
21 Oct 2020, 1:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Improvements to Governance of Market Data Plans
8 Jan 2020, 8:27 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Requests Comment on Fund Names Rule; Seeks to Eliminate Misleading Fund Names
2 Mar 2020, 11:55 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Herbalife With FCPA Violations
28 Aug 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Auditor Charged for Failure to Register with PCAOB and Multiple Audit Failures
5 Apr 2021, 12:51 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Appoints New Chairperson and Board Members to the Public Company Accounting Oversight Board
8 Nov 2021, 1:05 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes to Modernize Regulation of the Use of Derivatives by Registered Funds and Business Development Companies
25 Nov 2019, 2:20 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes to Improve the Retail Investor Experience through Modernized Fund Shareholder Reports and Disclosures
5 Aug 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
27 Sep 2019, 10:50 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes to Codify Certain Consultations and Modernize Auditor Independence Rules
30 Dec 2019, 9:48 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Fixed Income Clearing Corp. With Having Inadequate Risk Management Policies
29 Oct 2021, 5:30 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Amendments to Modernize Framework for Securities Offerings and Sales to Workers
24 Nov 2020, 8:51 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/