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SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 3:28 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544.The post SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution appeared first on SECLaw.com.https://bit.ly/3aiZLvEThe post SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution appeared first on SECLaw.com.https://bit.ly/2KpLe6Z [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 2:43 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544.The post SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution appeared first on SECLaw.com.https://bit.ly/3aiZLvE [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names John Moses as Deputy Director of Office of Investor Education and Advocacy
21 Dec 2020, 12:41 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Company and CEO for $119 Million Securities Fraud Targeting Members of the South Asian American Community
21 Dec 2020, 12:01 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
S.P. Kothari to Conclude Tenure As SEC Chief Economist and Division of Economic and Risk Analysis Director
21 Dec 2020, 8:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Biotech Company and CEO With Fraud Concerning COVID-19 Blood Testing Device
18 Dec 2020, 11:46 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Releases 2020 Office of Credit Rating Reports
18 Dec 2020, 10:36 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Multiple Whistleblower Awards Totaling Over $3.6 Million
18 Dec 2020, 9:31 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Small Business Advocate Releases Annual Report for Fiscal Year 2020
18 Dec 2020, 7:56 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Announces the Creation of the Security-Based Swaps Joint Venture, Led by Division of Examinations and Division of Trading and Markets
18 Dec 2020, 7:01 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Sallah Astarita & Cox $1.8 Million Whistleblower Award
17 Dec 2020, 11:35 am by Astarita
----------------The attorneys at Sallah Astarita & Cox, LLC include former SEC Staff Attorneys and brokerage firm attorneys. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Approves 2021 PCAOB Budget and Accounting Support Fee
17 Dec 2020, 8:01 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
17 Dec 2020, 6:01 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts Clearing Agency Rule to Limit Potential for Overlapping or Duplicative Regulation
16 Dec 2020, 2:46 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Luckin Coffee Agrees to Pay $180 Million Penalty to Settle Accounting Fraud Charges
16 Dec 2020, 1:41 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts Final Rules for the Disclosure of Payments by Resource Extraction Issuers
16 Dec 2020, 8:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Brett W. Redfearn to Conclude Transformative Tenure as SEC Trading and Markets Director
15 Dec 2020, 9:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards More Than $300,000 to Whistleblower with Audit Responsibilities
14 Dec 2020, 10:11 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Sequential Brands Group Inc. with Deceiving Investors by Failing to Timely Impair Goodwill
11 Dec 2020, 5:36 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Enforcement Director Stephanie Avakian To Conclude Tenure After Four Years Leading the Division
10 Dec 2020, 8:36 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/