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Investors Suffer Huge Losses In GWG Holding (GWGH)
26 Jan 2022, 1:50 pm by Mark Astarita
 GWG Stock Declines Over 50%The price of the Company's shares have fallen from $9.90 a share to $4.02 a share in January of this year, closing at $4.02 a share on January 26, 2022.Investigations and Arbitrations These events have caused many investors to question whether the brokerage firms who recommended the share for investment performed adequate due diligence on the company before making the recommendations and the accuracy of the financial statements published by the GWG.Further… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Investor Advisory Committee to Meet Remotely on Dec. 2
24 Nov 2021, 7:20 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Oilfield Services Company and Former CEO With Failing to Disclose Executive Perks and Stock Pledges
22 Nov 2021, 1:05 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Whistleblower Awards Totaling Approximately $10.4 Million
22 Nov 2021, 9:00 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Appoints Haoxiang Zhu Director of Division of Trading and Markets
19 Nov 2021, 10:05 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
McKinsey Affiliate to Pay $18 Million for Compliance Failures in Handling of Nonpublic Information
19 Nov 2021, 7:45 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Updates to Electronic Recordkeeping Requirements
18 Nov 2021, 1:35 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Rule to Provide Transparency in the Securities Lending Market
18 Nov 2021, 1:35 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Announces Enforcement Results for FY 2021
18 Nov 2021, 1:05 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Promoter with Conducting Cryptocurrency Investment Scams
18 Nov 2021, 11:45 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Rule Amendments to Proxy Rules Governing Proxy Voting Advice
17 Nov 2021, 9:25 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts New Rules for Universal Proxy Cards in Contested Director Elections
17 Nov 2021, 9:00 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Daniel R. Gregus Named Director of Chicago Office
15 Nov 2021, 11:05 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Entrepreneurship in Rural and Under-Resourced Areas on Agenda for Small Business Capital Formation Advisory Committee Meeting
10 Nov 2021, 12:10 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Awards Totaling More Than $15 Million to Two Whistleblowers
10 Nov 2021, 10:15 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Registration of Two Digital Tokens Halted
10 Nov 2021, 8:51 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Partner at Global Consulting Firm With Insider Trading
10 Nov 2021, 6:06 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Partner at Global Consulting Firm With Insider Trading
10 Nov 2021, 6:06 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Exchange-Traded Product and Its General Partner With Disclosure Failures
8 Nov 2021, 1:38 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Exchange-Traded Product and Its General Partner With Disclosure Failures
8 Nov 2021, 1:38 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/