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Energy Companies Agree to Settle Fraud Charges Stemming From Failed Nuclear Power Plant Expansion
2 Dec 2020, 2:31 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Emergency Asset Freeze, Charges California Trader with Posting False Stock Tweets
15 Mar 2021, 1:56 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Valic Financial Advisors with Failing to Disclose Payments to Promote Services to Florida Educators
28 Jul 2020, 6:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names Marc P. Berger as Deputy Director of Enforcement
19 Aug 2020, 11:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
When Is a Lease Not a Lease? When It’s an iPhone
18 Sep 2015, 7:46 am by Mark Astarita
Apple’s new “financing” plan — a lease in all but name — makes available for phones a payment structure that is more familiar in the auto market.Read More---The attorneys at Sallah Astarita & Cox are experienced securities litigators. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Releases Agenda for October 26 Roundtable on Regulation Best Interest and Form CRS
16 Oct 2020, 7:10 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Morgan Stanley Client Info Breached - by an employee?
9 Jan 2015, 10:26 am by Mark Astarita
Morgan Stanley Breach: Advisor Downloaded Client Data From Across the Co Morgan Stanley Breach: Advisor Downloaded Client Data From Across the Country | Financial Planning--- The attorneys at Sallah Astarita & Cox include veteran securities litigators and former SEC Enforcement Attorneys. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Ameriprise Hiring Binge
18 Oct 2019, 5:42 am by Astarita
Ameriprise's recruiting streak continues, with the onboarding of nine new advisers.The firm's hiring efforts have boosted headcount to 9,951 advisers for the second quarter from 9,906 from the year-ago period, according to the firm's last earnings report.More information at On Wall Street---The attorneys at Sallah Astarita & Cox, LLC have been representing brokers in transition for decades. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
MetLife to Pay $10 Million for Longstanding Internal Control Failures
18 Dec 2019, 1:31 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Sebastian Gomez Abero Named Deputy Director of SEC's Small Business Advocacy Office
11 Aug 2020, 7:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Data Security Enhancements to the CAT NMS Plan
21 Aug 2020, 1:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Post-SPAC Music Steaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action
27 Oct 2021, 1:20 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Halts Ponzi scheme Targeting Seniors and Small Business Owners
19 Nov 2019, 7:43 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Convicted Criminal Who Conducted Fraudulent ICO Using a Fake Identity
17 Jan 2020, 7:41 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Film Producer, Rapper, and Others for Participation in Two Fraudulent ICOs
11 Sep 2020, 2:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Three Individuals in Digital Asset Frauds
1 Feb 2021, 1:36 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Investment Bank Compliance Analyst with Insider Trading in Parents’ Accounts and Obtains Asset Freeze
29 Sep 2021, 2:40 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts Final Rules for the Disclosure of Payments by Resource Extraction Issuers
16 Dec 2020, 8:06 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Appoints Haoxiang Zhu Director of Division of Trading and Markets
19 Nov 2021, 10:05 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Asset Freeze and Other Relief in Halting Penny Stock Scheme on Twitter
26 Oct 2021, 1:00 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/