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SEC Charges Comscore Inc. and Former CEO with Accounting and Disclosure Fraud
24 Sep 2019, 11:23 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Two BMO Advisory Firms Pay Over $37 Million to Harmed Clients for Failing to Disclose Conflicts of Interest
27 Sep 2019, 1:54 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Revokes Registration of Adviser Engaged in $60 Million Fraud
26 Nov 2019, 1:28 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Novartis AG with FCPA Violations
25 Jun 2020, 10:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Wind Turbine Company and Individuals With Defrauding Investors
14 Jul 2020, 11:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Post-SPAC Music Steaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action
27 Oct 2021, 1:20 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Investor Alert: E-Cigarette Stock Scams
26 Dec 2014, 6:42 am by Mark Astarita
But sometimes it opens the door to fraud.FINRA Has an Alert for that-E-Cigarette Stock Scams: New Smoking Technology Could Light Up Pump-and-Dump Fraud--- The attorneys at Sallah Astarita & Cox include veteran securities litigators and former SEC Enforcement Attorneys. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards More Than $9.2 Million to Whistleblower for Successful Related Actions, Including Agreement With DOJ
23 Feb 2021, 6:36 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Bloomberg Tradebook for Order Routing Misrepresentations
6 May 2020, 2:03 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Private Equity Firm Ares Management LLC Charged With Compliance Failures
26 May 2020, 2:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Hertz’s Former CEO With Aiding and Abetting Company’s Financial Reporting and Disclosure Violations
13 Aug 2020, 3:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Jessica Kane Named Director of Division of Corporation Finance’s Disclosure Review Program
13 Oct 2020, 3:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Updates Electronic Filing Requirements
4 Nov 2021, 11:35 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Agenda for February 4 Meeting of Small Business Capital Formation Advisory Committee
28 Jan 2020, 10:56 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Over $500,000 to Whistleblower Under "Safe Harbor" for Internal Reporting and Surpasses Record for Individual Awards
29 Mar 2021, 9:01 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Seven Individuals for $45 Million Fraudulent Scheme
2 Mar 2021, 6:16 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Ratings Agency With Internal Controls Failures in Connection With Ratings of CMBS and CLO Combo Notes
29 Sep 2020, 12:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Recidivist Investment Adviser With Defrauding Retirees
19 Dec 2019, 2:31 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names Kathleen M. Hutchinson as Deputy Director of International Affairs
4 Mar 2020, 12:25 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Enhances Standards for Critical Market Infrastructure
9 Apr 2020, 2:33 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/