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11 Oct 2013, 7:00 am by Mark Astarita
Our office has learned that at least one State Attorney General is requesting information from multiple brokerage firms regarding the possible use, or overuse, of municipal bonds from Puerto Rico as part of their proprietary mutual funds. [read post]
15 Jul 2014, 5:29 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
23 Dec 2013, 12:00 pm by Mark Astarita
Mark Astarita, one of our partners, is the author of two popular introductory articles  - Introduction to the Federal Securities Laws and Introduction to Private Placements, which are available at SECLaw.com.For more information about raising capital, and the SEC's new CrowdFunding proposals, call him at 212-509-6544 or at email us [read post]
27 Aug 2018, 7:08 am by Mark Astarita
---Mark Astarita is a national known securities attorney and a partner in the securities law firm of Sallah Astarita & Cox, LLC. [read post]
25 Mar 2016, 7:00 am by Mark Astarita
---Financial professionals and investors who have issues with the securities industry or their investments call Sallah Astarita & Cox, LLC at 212-509-6544. [read post]
19 Dec 2013, 12:30 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or at email us [read post]
6 Aug 2013, 6:30 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or by emailU.S. [read post]
7 Aug 2013, 10:16 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or by emailRelated articles, courtesy of Zemanta:Oppenheimer Strengthens Healthcare Investment Banking Team by Adding Five Bankers, Including Marc CaBNY Mellon Expanding Wealth Management [read post]
27 Aug 2018, 7:08 am by Mark Astarita
---Mark Astarita is a national known securities attorney and a partner in the securities law firm of Sallah Astarita & Cox, LLC. [read post]
20 Apr 2014, 6:30 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
6 Jan 2014, 5:54 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or at email us [read post]
22 Feb 2016, 1:41 pm by Mark Astarita
------Mark Astarita and the attorneys at Sallah Astarita & Cox regularly represent investors and financial professionals in SEC and FINRA investigations and enforcement proceedings. [read post]
13 Jul 2019, 6:57 am by Astarita
Astarita is admitted to practice law in New York and New Jersey. [read post]
9 Jun 2014, 3:01 pm by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
19 Apr 2014, 3:21 am by Mark Astarita
For more information contact Mark Astarita at 212-509-6544 or email us. [read post]
11 Jul 2014, 8:42 am by Mark Astarita
Give Mark Astarita a call to see how we can help - 212-509-6544  [read post]
1 Dec 2015, 12:00 pm by Mark Astarita
FINRA - Firm and representatives fined and ordered to pay restitution based on findings that they sold municipal securities for their own accounts to customers at aggregate prices (including any mark-ups) that were not fair and reasonable, taking into consideration all relevant factors, including the best judgment of the broker, dealer or municipal securities dealer as to the fair market value of the securities at the time of the transaction and of any securities exchanged or traded in connection… [read post]
27 Jun 2019, 2:12 pm by Astarita
---If you have any questions or concerns regarding your investment in GPB Capital, or any other private placement, contact Sallah Astarita & Cox, by telephone at 212-509-6544. [read post]
26 Sep 2015, 3:26 am by Mark Astarita
But the landscape is quickly changing.Read More---The attorneys at Sallah Astarita & Cox are experienced securities litigators. [read post]