Search for: "Astarita"
Results 61 - 80
of 100
Sorted by Relevance
|
Sort by Date
26 Jan 2022, 1:50 pm
GWG Stock Declines Over 50%The price of the Company's shares have fallen from $9.90 a share to $4.02 a share in January of this year, closing at $4.02 a share on January 26, 2022.Investigations and Arbitrations These events have caused many investors to question whether the brokerage firms who recommended the share for investment performed adequate due diligence on the company before making the recommendations and the accuracy of the financial statements published by the GWG.Further… [read post]
29 Jan 2022, 8:34 am
____The attorneys at Sallah Astarita & Cox, LLC are former SEC Senior staff attorneys and counsel to brokerage firms, private funds, and investment advisors. [read post]
4 Apr 2022, 5:30 am
-Mark Astarita [read post]
2 Apr 2022, 5:22 am
.- Mark Astarita [read post]
24 Jun 2011, 2:00 am
– In this post, Mark Astarita discusses a controversial article in the NY Post alleging that FINRA targets small firms much more aggressively than large ones. [read post]
3 Mar 2010, 1:06 pm
That seems like a logical position to take, and it looks to me like my colleague Mark Astarita (author of seclaw.com) agrees as well, although the Court rejected that argument, siding with FINRA that the functions were regulatory in nature. [read post]
23 Feb 2009, 1:43 pm
Importing legal blogs: NYC-area securities and broker-dealer attorney Mark Astarita seeks others' thoughts on general legal web sites importing the full text of legal blog posts without consent from the author. [read post]
29 Mar 2012, 6:21 am
For more information regarding TVIX, call Beam & Astarita at 212-509-6544. [read post]
8 Apr 2008, 9:00 am
And there is the twist that it is the brokers, not the customers, who are suing.If anyone has a copy of the pleadings, I would appreciate a copy - at astarita@beamlaw.com. [read post]
31 Mar 2009, 11:00 am
Apparently the appellate court agreed, and refused to overturn the civil plaintiff's injunction (or restraining order, the article is unclear.)If anyone has copies of the court papers, I would love to see a copy - email address is astarita@beamlaw.com. [read post]
2 Feb 2010, 6:54 am
Follow him on twitter at www.twitter.com/astarita [read post]
19 May 2022, 12:10 pm
”— Mark Chenoweth, NCLA President----------Mark Astarita is a nationally recognized securities litigation attorney and a partner in the law firm of Sallah Astarita & Cox, LLC. [read post]
23 Jul 2022, 12:36 pm
---Mark Astarita is a nationally known securities attorney, a partner in the law firm of Sallah Astarita & Cox, and the Creator and Editor of The Securities Law Home Page - SECLaw.com. [read post]
26 Mar 2010, 5:00 am
Advisors Allowed to Get Social by Mark Astarita in onWall Street As social media sites have become more popular with the general public, advisors have been drawn to them. [read post]
1 May 2009, 4:27 am
As an example, this pro-se plaintiff in Kleinser v Astarita; 2009 NY Slip Op 03401; Decided on April 28, 2009; Appellate Division, First Department amended the complaint without leave of court, and then after the decision dismissing the complaint against the amendees, moved for leave to add them and succeeded. [read post]
25 Jun 2010, 5:00 am
Astarita, Esq. on SECLaw.com If the legislation that is currently moving through Congress passes, state regulators will take responsibility for the oversight of all investment advisers who manage less than $100 million dollars, a change from the current benchmark of $30 million dollars. [read post]
11 Nov 2008, 3:06 pm
I don't charge a fee for an initial phone call or a response to an email - 973-559-5566 or astarita@beamlaw.com and you might get a heads up on an issue you hadn't thought of. [read post]
10 Apr 2007, 4:35 am
If you have questions regarding the use of margin in an account, feel free to email me at astarita@beamlaw.com [read post]
23 Jan 2009, 4:18 pm
Business Development at JD Supra, (@JChristi) Monique Altheim, Brooklyn, NY, attorney, (@molecule18)Jill Windwer, NYC, VP Digital Products and Law.com, (@jwindwer)Mark Astarita, NY/NJ, securities litigator and broker-dealer attorney, (@astarita)Kathleen Scanlon, Long Island, NY, real estate lawyer, (@kasesq94)heckmanpage, Alpharetta, GA, (@heckmanpage) Unfiltered Orange, Austin, Texas, Orange Legal Technologies, (@complexd)Patrick DiDomenico, NYC, lawyer and KM professional,… [read post]
3 Dec 2010, 6:25 am
Email me at astarita@beamlaw.com or call my office at 212-509-6544. [read post]
