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2 Sep 2018, 12:05 pm by Mark Astarita
Sallah Astarita & Cox is reviewing comments by Elon Musk and SEC filings by Tesla for possible securities fraud claims.If you have information relative to these issues, or believe you have been the victim of securities fraud call Sallah Astarita & Cox at 212.509.6544. [read post]
29 Jun 2021, 3:49 am by Astarita
Merrill Lynch Penalized $11.6 Million For Improper UIT Rollovers: The transactions forced clients to pay millions of dollars in needless fees, according to Finra.The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
2 Sep 2018, 12:05 pm by Mark Astarita
Sallah Astarita & Cox is reviewing comments by Elon Musk and SEC filings by Tesla for possible securities fraud claims.If you have information relative to these issues, or believe you have been the victim of securities fraud call Sallah Astarita & Cox at 212.509.6544. [read post]
17 Aug 2021, 5:32 am by Mark Astarita
Attorney said.The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
29 Jun 2021, 3:57 am by Astarita
UBS To Let Two-Thirds Of Employees Adopt Permanent Hybrid Work: The move by UBS is in stark contrast with many of its U.S. rivals that are calling most workers back to the office.The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
29 Jun 2021, 3:57 am by Astarita
Ex-Wells Fargo Duo With $580M AUM Goes Independent With LPL: Arise Private Wealth operates in Rolling Hills Estates, Calif.The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
29 Jun 2021, 3:46 am by Astarita
Why Clients Fire Financial Advisors: Clients leave for many reasons, but many can be headed off with some advance planning, columnist Bryce Sanders writes.The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
10 Sep 2021, 5:48 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]