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We will not stop looking for ways to bring innovative, trusted programs and products to our customers.The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]

Securities Law Blog - http://seclaw.blogspot.com/

Changing Dynamics Pre-IPO and Going Public on the Agenda for the SEC’s Small Business Capital Formation Advisory Committee

21 Sep 2021, 6:10 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC, MSRB, FINRA to Hold Compliance Outreach Program for Municipal Advisors

20 Sep 2021, 9:10 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Charges Crowdfunding Portal, Issuer, and Related Individuals for Fraudulent Offerings

20 Sep 2021, 8:00 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Charges Former Pharmaceutical Global IT Manager in $8 Million Insider Trading Scheme

17 Sep 2021, 11:35 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Awards $11.5 Million to Two Whistleblowers

17 Sep 2021, 7:55 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

RBC Charged With Failing to Give Priority to Retail and Institutional Investors in Municipal Offerings

17 Sep 2021, 6:05 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Charges School District and Former Executive with Misleading Investors in Bond Offering

16 Sep 2021, 10:50 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Surpasses $1 Billion in Awards to Whistleblowers with Two Awards Totaling $114 Million

15 Sep 2021, 11:05 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Charges App Annie and its Founder with Securities Fraud

14 Sep 2021, 11:55 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Charges Three Media Companies with Illegal Offerings of Stock and Digital Assets

13 Sep 2021, 6:00 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

CoinBase Plan May Be A Security

11 Sep 2021, 6:27 am by Mark Astarita

For a consultation, or to simply ask a question, give them a call at 212-509-6544 The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]

Securities Law Blog - http://seclaw.blogspot.com/

Coinbase Responds to its Wells Notice

10 Sep 2021, 6:50 am by Mark Astarita

For a consultation, or to simply ask a question, give them a call at 212-509-6544The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]

Securities Law Blog - http://seclaw.blogspot.com/

How One RIA Finds Solutions To Minimize Tax Issues For The Wealthy

10 Sep 2021, 5:48 am by Mark Astarita

The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Charges The Kraft Heinz Company and Two Former Executives for Engaging in Years-Long Accounting Scheme

3 Sep 2021, 5:41 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/

SEC Investor Advisory Committee to Meet Remotely on Sept. 9

2 Sep 2021, 11:36 am by Mark Astarita

Call Sallah Astarita & Cox at 212-509-6544. [read post]

Securities Law Blog - http://seclaw.blogspot.com/