Search for: "Astarita" Results 161 - 180 of 1,572
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
SEC Awards $40 Million to Two Whistleblowers
15 Oct 2021, 8:30 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
U.S. Financial Regulatory Agencies Join the Global Financial Innovation Network
24 Oct 2019, 6:54 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Agenda for Nov. 12 Meeting of Small Business Capital Formation Advisory Committee
6 Nov 2019, 1:02 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC, MSRB, FINRA to Hold Compliance Outreach Program for Municipal Advisors
16 Jul 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes to Modernize Key Market Infrastructure Responsible for Collecting, Consolidating, and Disseminating Securities Market Data
14 Feb 2020, 2:20 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
A View From the Top on Preventing Financial Valleys
16 Sep 2015, 3:40 am by Mark Astarita
Look at your past financial “accident reports” and those of others as a way to avoid future mistakes.Read More---The attorneys at Sallah Astarita & Cox are experienced securities litigators. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Approximately $3.6 Million to Whistleblower
12 May 2021, 8:46 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Agenda for Dec. 11 Meeting of Small Business Capital Formation Advisory Committee
4 Dec 2019, 2:06 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adds Clarity, Efficiency and Transparency to Its Successful Whistleblower Award Program
23 Sep 2020, 8:11 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions
12 Mar 2020, 9:27 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Extends Conditional Exemptions From Reporting and Proxy Delivery Requirements for Public Companies, Funds, and Investment Advisers Affected By Coronavirus Disease 2019 (COVID-19)
25 Mar 2020, 6:12 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Provides Transparency to the Process of Nominating Candidates to the Investor Advisory Committee
5 Aug 2020, 10:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts Modernized Marketing Rule for Investment Advisers
22 Dec 2020, 9:36 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Special Offer, Time Machine Not Included
28 Sep 2015, 2:44 am by Mark Astarita
One consumer’s attempt to collect a $60 rebate for his new router leads to a maddening odyssey through the fine print into the even finer print.Read More---The attorneys at Sallah Astarita & Cox are experienced securities litigators. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investments in Small and Medium-sized Businesses
8 Apr 2020, 4:54 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Announces the Creation of the Security-Based Swaps Joint Venture, Led by Division of Examinations and Division of Trading and Markets
18 Dec 2020, 7:01 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Rule Changes to Harmonize, Simplify and Improve the Exempt Offering Framework
4 Mar 2020, 1:27 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Securities and Exchange Commission and Justice Department’s Antitrust Division Sign Historic Memorandum of Understanding
22 Jun 2020, 12:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues Agenda for February 10 Meeting of the Fixed Income Market Structure Advisory Committee
6 Feb 2020, 7:20 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Fee Rate Advisory #1 for Fiscal Year 2021
26 Aug 2020, 2:09 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/