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27 Jun 2012, 1:46 pm by White Collar Crime Prof Blogger
A DOJ Press Release reports, Barclays Bank PLC Admits Misconduct Related to Submissions for the London Interbank Offered Rate and the Euro Interbank Offered Rate and Agrees to Pay $160 Million Penalty Some highlights of the press release - "Barclays... [read post]
25 Dec 2016, 4:17 pm by Sabrina I. Pacifici
News release: “The United States Department of Justice today filed a civil complaint in the Eastern District of New York against Barclays Bank PLC and several of its United States affiliates (together, Barclays), alleging that Barclays engaged in a fraudulent scheme to sell residential mortgage-backed securities (RMBS) supported by defective and misrepresented mortgage loans. [read post]
1 Apr 2020, 2:32 am by Matrix Legal Support Service
On appeal from: [2018] EWCA 1670 In this appeal, the Supreme Court is asked to decide whether Barclays Bank is vicariously liable for sexual assaults allegedly committed between 1968 and about 1984 by the late Dr Gordon Bates. [read post]
10 Dec 2018, 9:09 am by admin
Barclays PLC was fined $15 million by New York regulators following a probe into efforts by the bank’s Chief Executive to unmask a whistleblower. [read post]
27 Jun 2012, 8:19 am by Felix Shipkevich
CFTC Orders Barclays to Pay $200 MillionThe CFTC issued an order today filing and settling charges against Barclays PLC, Barclays Bank PLC and Barclays Capital Inc. for attempting to manipulate and making false reports concerning the LIBOR and Euribor benchmark interest rates between 2005 and 2009. [read post]
24 Jul 2014, 9:36 pm by Mary O.
Barclays Plc has asked a judge to throw out a case which was filed by New York Attorney General, Eric Schneierman. [read post]
20 May 2015, 4:43 pm by Sabrina I. Pacifici
News release: “Five major banks – Citicorp, JPMorgan Chase & Co., Barclays PLC, The Royal Bank of Scotland plc and UBS AG – have agreed to plead guilty to felony charges. [read post]
10 Nov 2014, 11:52 am by Bloomberg
Barclays Plc and HSBC Holdings Plc were among six banks sued by U.S. soldiers and their relatives over claims they helped Iran process billions of dollars in transactions and support terrorists who attacked them while serving in Iraq. [read post]
16 Mar 2018, 12:06 pm by Brill Legal Group
According to Bloomberg News, Barclays Plc terminated managing director David Fotheringhame following an order from a New York regulator two years ago. [read post]
After almost eight years since the Federal Energy Regulatory Commission (FERC) commenced its investigation against Barclays Bank PLC (Barclays) and four of its traders, Scott Connelly, Daniel Brin, Karen Levine and Ryan Smith, for allegedly manipulating the California electricity markets, Barclays filed its answer in federal district court. [read post]
Pease, David Perlman and Jennifer Lias After an investigation of actions in the western electricity markets by Barclays Bank PLC (“Barclays”), Daniel Brin, Scott Connelly, Karen Levine, and Ryan Smith (collectively, the “Traders” and together with Barclays, “Defendants”), the Federal Energy Regulatory Commission (“FERC”) issued an order finding the Defendants in violation of FERC’s anti-manipulation… [read post]
31 May 2007, 2:21 am
Insider trading can happen in lots of different ways, and Barclays Bank PLC chose an interesting one: using information from the creditors committees of bankrupt companies to trade in their debt securities. [read post]
6 Jul 2017, 12:02 pm by Renae Lloyd
  The post SEC Investigates Barclays PLc and Morgan Stanley for Puerto Rico Bond Sales appeared first on White Securities Law. [read post]
For the past two years we have been tracking and reporting on an enforcement proceeding brought by the Federal Energy Regulatory Commission (“FERC”) against Barclays Bank PLC (“Barclays”), Daniel Brin, Scott Connelly, Karen Levine, and Ryan Smith (collectively, the “Traders” and together with Barclays, “Defendants”) for alleged manipulative trading in the western electricity markets from […] [read post]
5 Jan 2017, 8:09 am
On May 20, 2015, the Department of Justice / Antitrust Division obtained guilty pleas and some $2.5 billion in criminal fines for conspiring to fix prices and rig bids in the foreign currency exchange spot market settlements from Barclays PLC, Citicorp, JPMorgan Chase & Co., and The Royal Bank of Scotland plc. [read post]
Pease On July 16, 2013, the Federal Energy Regulatory Commission (“FERC”) issued an order finding Barclays Bank PLC (“Barclays”), Daniel Brin, Scott Connelly, Karen Levine, and Ryan Smith (together with Barclays, “Defendants”) in violation of FERC’s anti-manipulation regulations and assessed significant penalties.[1]  The Defendants chose to have the validity of the order tried de novo in [...] [read post]
19 Jun 2014, 8:42 am
On June 25, 2014, New York State Attorney General Eric Schneiderman filed a Complaint naming defendants Barclays PLC and Barclays Capital Inc.with fraud arising from the operation of a dark pool and other attendant electronic trading practices. [read post]
8 Jan 2019, 12:58 pm by Malecki Law Team
Big banks, such as Barclay PLC are required to have a strong program in place to protect their employees. [read post]
16 Mar 2018, 12:06 pm by Brill Legal Group
According to Bloomberg News, Barclays Plc terminated managing director David Fotheringhame following an order from a New York regulator two years ago. [read post]