Search for: "Bennett v. U.S. Securities & Exchange Commission" Results 1 - 18 of 18
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24 Aug 2018, 8:55 am by NICOLE MCMILLAN
Insider Trading Law Explained Neither Section 10(b) of the Securities Exchange Act of 1934 nor Rule 10b-5 of the Securities and Exchange Commission (SEC) expressly forbids insider trading. [read post]
2 Mar 2017, 5:01 am by Leonard Jernigan
Circuit Court of Appeals recently set aside a conviction for securities fraud by the Securities and Exchange Commission (SEC) because the ALJ who decided the case should have been appointed under the Appointments Clause rather than hired by the SEC. [read post]
15 Apr 2020, 6:06 am by Marina Chafa
Upon investigating WM (formerly known as Fuhuiyuan International Holdings, Ltd.) and determining that Todt had been sued repeatedly for fraud, including by the Securities and Exchange Commission (“SEC”), Coronacide promptly declined the purchase order and Todt’s offer to buy the Coronacide test kits. [read post]
6 Aug 2009, 6:51 am
SEC Plans The Securities and Exchange Commission plans to weigh in this week on an investor lawsuit against Joseph Collins, Refco Inc.'s former outside lawyer, and his law firm, Mayer Brown LLP, said Salvatore Graziano, a lawyer at Bernstein Litowitz Berger & Grossmann LLP in New York representing the plaintiffs. [read post]
21 Aug 2022, 9:03 pm by Linda D. Jellum
Securities and Exchange Commission (SEC) unilaterally deny citizens the right to challenge the constitutionality of its administrative hearings in federal court? [read post]
28 Nov 2011, 8:57 pm
On October 26, 2011, the Chicago Mercantile Exchange ("CME") performed a spot audit on MF Global. [read post]
5 Sep 2014, 5:33 am by Jim Sedor
The Independence Institute wants to run two ads, one asking U.S. [read post]
21 Oct 2018, 4:59 pm by INFORRM
The case examines a post made by Musk on social media stating he was considering privatising Tesla and the following investigation by the United States Securities and Exchange Commission. [read post]
9 May 2022, 1:35 am by INFORRM
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
8 Mar 2018, 7:57 am by John Elwood
Securities and Exchange Commission, 17-130, the government persuaded the court that the petitioners in Scott had “failed to raise an Appointments Clause challenge either before the [agency] or before the court of appeals, and neither of those bodies addressed the issue. [read post]
1 Aug 2022, 12:11 pm by INFORRM
Channel 4 has announced that it has commissioned a Docu-drama of the case. [read post]
9 Jun 2020, 10:51 pm by Jamie Markham
Kemp, 481 U.S. 279 (1987), and to create a new claim for relief not otherwise available. [read post]
22 Dec 2010, 10:22 pm by legalinformatics
Jeffrey Bennett, Diabetes on Trial: Sonia Sotomayor and the Rhetoric of Recuperation. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]