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26 Jul 2023, 9:01 pm by renholding
Although better than the proposal, this final cybersecurity disclosure rule continues to ignore both the limits to the SEC’s disclosure authority and the best interests of investors. [read post]
27 Jun 2023, 9:01 pm by renholding
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
23 Jan 2023, 9:01 pm by renholding
  That said, the SEC notes that a broker-dealer’s best execution responsibilities would govern whether the broker-dealer could do so. [read post]
23 Dec 2022, 4:00 am by Elaine Hou
Most Viewed Posts of 2022 Here are the most viewed posts that were published in 2022: What American Hospital Association v. [read post]
4 Sep 2022, 3:50 am by Tom Sharbaugh
In this Labor Day essay, I’ll offer some second thoughts on the business of law, not necessarily offering any conclusions on best practices, as each law firm partnership gets to (must) make their own tradeoffs. [read post]
26 Jun 2022, 12:28 am by Bill Henderson
  In fact, some of the very best real estate was owned by their lawyers. [read post]
18 Mar 2022, 5:19 am by Andrew Lavoott Bluestone
Plaintiff’s contention that the motion court in the fee dispute would have awarded her predecision interest pursuant to CPLR 5001 is at best speculative (see Rudolf v Shayne, Dachs, Stanisci, Corker & Sauer, 8 NY3d 438, 442, 443 [2007]; see also Manufacturer’s & Traders Trust Co. v Reliance Ins. [read post]
3 Jun 2020, 7:42 am by Marty Lederman
  In the current Mnuchin case, the House has filed the best defense I’ve yet seen in support of special “Appropriation Clause” standing. [read post]