Search for: "Blass v. United States" Results 1 - 8 of 8
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19 Nov 2023, 6:30 am
Introduction The end of September marked the close of the 2023 fiscal year for the United States Securities and Exchange Commission (the “SEC”). [read post]
19 Nov 2023, 6:30 am
Introduction The end of September marked the close of the 2023 fiscal year for the United States Securities and Exchange Commission (the “SEC”). [read post]
1 May 2013, 8:10 am by Doug Cornelius
Carlo V. di Florio, Director, United States Securities and Exchange Commission, Office of Compliance Inspections and Examinations I expect the full text of his remarks will be published in the next few days, but these are my notes. [read post]
1 May 2013, 8:10 am by Doug Cornelius
Carlo V. di Florio, Director, United States Securities and Exchange Commission, Office of Compliance Inspections and Examinations I expect the full text of his remarks will be published in the next few days, but these are my notes. [read post]
21 Apr 2020, 6:30 am by Guest Blogger
In the United States, the First Congress debated whether to append successful amendments or to integrate their content into the original text. [read post]
5 Apr 2018, 8:24 am by CFM Admin
On January 18, 2018, Dalia Blass, the Director of Investment Management at the SEC, published a staff letter addressing issues the SEC has identified for registered funds and products focused on cryptocurrency. [read post]