Search for: "Brian L. Cox" Results 1 - 20 of 26
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21 May 2015, 5:00 am by Doug Cornelius
[…more] Compliance Wars: SEC and FINRA Disciplinary Actions Against Chief Compliance Officers and In-House Counsel in a Galaxy Not Too Far Away (.pdf) by Brian L. [read post]
26 May 2016, 8:00 am by Mark Astarita
Fortunately, we have not seen many actions against compliance officers, and the reality is that a good faith effort to create a supervisory system, and to insure that it is being followed, should keep the compliance department out of a regulatory action.But it does happen, and Brian L. [read post]
28 Nov 2012, 4:44 am by Rob Robinson
Amazon - http://bit.ly/UOp1dH (Charles Babcock) HP/Autonomy-Type Accounting Issues Likely to Proliferate and Trigger Tougher FASB Rules - http://bit.ly/UYtkmR (Peter Atwater) IOU a Message - http://bit.ly/Uxhu2K (Workshare) Microsoft Pulls Back On New Update for Exchange 2010 - http://bit.ly/UxjsQH (John Mello) Secret Email And Texting Apps - Business Insider - http://read.bi/YngN0D (Dylan Love) Study Finds Rise in Texting Even as Revenue Drops… [read post]
23 Apr 2020, 9:02 pm by Joshua Burd
Georgia Governor Brian P. [read post]
6 Feb 2015, 6:00 am by Bridget Crawford
Cooper jennifercooper Seattle Sarah Lucy Cooper SarahLucyCoope1 Birmingham City (UK) Caroline Mala Corbin CarolineMCorbin Miami Richard  Cornes  CornesLawNZUK  Essex (UK) Nathan Cortez nathancortez SMU Brenda Cossman BrendaCossman Toronto Adam Cox adambcox NYU Carys Craig CraigCarys Osgoode Hall Bridget Crawford profbcrawford Pace Susan Crawford scrawford Cardozo Dennis Crouch patentlyo Missouri César Cuauhtémoc Garcia Hernandez crimmigration Capital Emma… [read post]
13 Sep 2019, 7:25 am by Bridget Crawford
Wodehouse Art Hinshaw Artnegotiates Arizona State Negotiation Dispute Resolution   Zachary Kramer zachary_kramer Arizona State       Kris Mayes krismayes Arizona State       Steve Clowney steveclowney Arkansas-Fayetteville Property Race & the Law Land Use  Brian Gallini profcoachg Arkansas-Fayetteville Criminal Law Criminal Procedure Legal Education Stacy Leeds stacyleeds Arkansas-Fayetteville Property American Indian Law Legal Education Jill Lens… [read post]
17 Sep 2020, 2:40 pm by Bridget Crawford
Wodehouse Art Hinshaw Artnegotiates Arizona State Negotiation Dispute Resolution   Zachary Kramer zachary_kramer Arizona State       Kris Mayes krismayes Arizona State       Steve Clowney steveclowney Arkansas-Fayetteville Property Race & the Law Land Use  Stacy Leeds stacyleeds Arkansas-Fayetteville Property American Indian Law Legal Education Jill Lens jillwieberlens Arkansas-Fayetteville Torts Remedies Women & the Law Cynthia Nance Nancecy… [read post]
23 Jan 2015, 4:44 am by Bridget Crawford
Louis University Hugh Hanson HughCHansen Fordham Woodrow Hartzog hartzog Cumberland Rick Hasen rickhasen Irvine David L. [read post]