Search for: "Brian Lynch" Results 1 - 20 of 202
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29 Sep 2014, 6:34 pm by Thomas McAvity
Judge Brian Lynch has now been appointed as Chief Bankruptcy Judge for the Western District of Washington effective October 1, 2014. [read post]
17 Oct 2016, 6:09 am by Fitapelli Kurta
He was additionally discharged from his position at Merrill Lynch. [read post]
8 Nov 2016, 12:51 pm by Fitapelli Kurta
Previous registrations include Morgan Stanley & Company in Riverwoods, Illinois; Merrill Lynch in Northbrook, Illinois; Edward Jones in St. [read post]
6 May 2015, 7:46 pm by Bill Otis
Lynch has not met with, nor expressed any interest in meeting with, the family of Brian Moore.Moore, who at 25 was the same age as Gray, admittedly did not have Gray's history, including 18 arrests and several convictions. [read post]
18 Dec 2014, 2:55 am by Walter Olson
Tim Lynch of Cato moderated, and I gave comments. [read post]
29 Sep 2016, 8:17 pm by Brian D. Lerner
Supreme Court granted the petition for a writ of certiorari in Lynch v. [read post]
13 May 2016, 2:39 pm by Fitapelli Kurta
In 2006, a customer alleged Brian Gold, while employed at Merrill Lynch, made unsuitable investment recommendations. [read post]
26 Oct 2017, 11:41 am by Fitapelli Kurta
He was previously registered with Merrill Lynch in New York, New York (1993-2004). [read post]
9 Jan 2018, 7:14 am by Fitapelli Kurta
Brian Zardavets has spent 20 years in the securities industry and has been registered with Questar Capital Corporation in Ponte Vedra, Florida since 2009. [read post]
22 Jul 2016, 12:54 pm by Fitapelli Kurta
In 2001, a customer alleged Brian Stevenson, while employed at Merrill Lynch, recommended unsuitable products. [read post]
22 Mar 2016, 3:31 pm by Jonathan Kurta
In 2002 a customer alleged Brian Stevenson, while employed at Merrill Lynch, executed unauthorized mutual fund purchases. [read post]
18 Jun 2012, 7:19 am by By MICHAEL J. DE LA MERCED
Bank of America Merrill Lynch has hired Brian McCarthy from Oppenheimer & Company as a vice chairman of health care investment banking, the firm announced on Monday in an internal memorandum reviewed by DealBook. [read post]
7 Oct 2016, 11:26 am by Fitapelli Kurta
Previous registrations include Morgan Stanley in New York, New York; Citigroup Global Markets in New York, New York; and Merrill Lynch in New York, New York. [read post]
19 Nov 2009, 4:04 am by By DEALBOOK
Bank of America executives on Wednesday stood by consumer banking chief Brian Moynihan, a leading candidate to be the company's next chief executive, after two congressmen panned his performance at a hearing over the Merrill Lynch deal. [read post]
13 May 2011, 1:32 pm
Brian Lynch, director of IntApp's risk practice group and chair of the Risk Roundtable Compliance Consortium, was invited by the UK's Legal Support Network to discuss the drivers compelling law firm investments in information risk management and the benefits such investments accrue: "Effective risk management results in a more attractive firm to regulators, clients and insurers. [read post]
18 Mar 2014, 6:09 am by Rick Garnett
 Mary Lynch calls this a "small step" but a step in "the right direction." [read post]
5 Jul 2016, 7:49 am by Fitapelli Kurta
Previous registrations include Morgan Stanley & Company in Riverwoods, Illinois; Merrill Lynch in Northbrook, Illinois; Edward Jones in St. [read post]
2 Jul 2012, 6:55 am
IntApp's Brian Lynch, chair of our Law Firm Compliance Consortium, sent word of a recent article in the Wall Street Journal: "Lawyers Get Vigilant on Cybersecurity" -- "As hackers step up attacks on law firms, attorneys are being forced to master a subject few of them studied in law school: cybersecurity." [read post]