Search for: "Brian Lynch" Results 21 - 40 of 151
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4 May 2016, 12:48 pm
This article was originally published on fundfire.com by Danielle Verbrigghe on May 4, 2016  Morgan Stanley is suing a former junior advisor who left a $1.2 billion team to join an indie shop affiliated with LPL Financial.The wirehouse is seeking a temporary restraining order to halt Brian Lynch from soliciting the team’s clients, as it also pursues an arbitration claim. [read post]
4 Aug 2015, 6:11 am by Christopher M. Varano
  John Thiel, head of Merrill Lynch Wealth Management, who ran unopposed, won the Large Firm Governor Seat. [read post]
7 Jul 2016, 5:59 am by Staci Zaretsky
In the meantime, Attorney General Loretta Lynch announced that the case had been closed. [read post]
9 Jun 2011, 11:50 am by Steve Hall
John Lynch, who will sign the measure, Lynch’s aide reaffirmed Wednesday. [read post]
23 Dec 2020, 1:13 pm by Overhauser Law Offices, LLC
  The individual Defendants, Brian and Chanda Kurland, are each purportedly members of and control Cigar Reserve. [read post]
9 Nov 2016, 2:53 am by Edith Roberts
This morning the court will hear oral argument in Lynch v. [read post]
23 Mar 2015, 6:32 am by John Jascob
Lynch (D-Mass) has introduced a bill that would prevent SEC staff members from seeking employment with companies they recently targeted in enforcement actions until a year after leaving the agency. [read post]
19 Mar 2021, 4:27 am
" In re Brian Aquart, Serial No. 88245504 (March 17, 2021) [not precedential] (Opinion by Judge Cynthia Lynch). [read post]
22 May 2009, 5:56 am
The article, by Brian MacQuarrie, contains speculation by Granite State lawmakers that they were missing some key votes in the chamber when the bill came to the vote. [read post]
3 Jan 2019, 5:48 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS    Albin, William   Waddell & Reed   Metlife Securities Inc   Allen, David   Avenir Financial Group   Gunnallen Financial, Inc   Boupon, Kean   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith… [read post]
12 Apr 2019, 8:22 am by Silver Law Group
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Grossman, Robert   David Lerner Associates, Inc   National Planning Corporation   Jacobowitz, Oded   Securities America, Inc   JP Morgan Securities LLC   James, Garland   Garden State Securities, Inc   Global Arena… [read post]
7 Mar 2016, 4:00 am by Howard Friedman
Rodriguez-Dod, The Intersection of Law, Religion, and Infectious Disease on the Handling and Disposition of Human Remains, (Law, Religion, and Health in the United States (Holly Fernandez Lynch, I. [read post]
13 Jun 2012, 2:48 pm by David Lat
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Alison Frankel, Bankruptcy, Biglaw, Brian Smith, Brobeck Phleger & Harrison, Bunsow De Mory Smith Allison LLP, Bunsow v. [read post]
13 Jun 2012, 2:48 pm by David Lat
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Alison Frankel, Bankruptcy, Biglaw, Brian Smith, Brobeck Phleger & Harrison, Bunsow De Mory Smith Allison LLP, Bunsow v. [read post]