Search for: "Brian Lynch" Results 61 - 80 of 164
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30 Jan 2019, 1:06 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Balas, Tami   SCF Securities, Inc   Klopp Agency   Bustamante, Ricardo   JP Morgan Securities LLC   Bustamante Family Legacy, LLC   Coffey, Brian… [read post]
6 Aug 2019, 8:52 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles III   Suntrust Investment Services, Inc   JP Morgan Securities LLC   Bingham, Daniel   Essex Securities LLC   Investors Capital   Diehlman,… [read post]
3 Feb 2012, 4:52 pm by Colin O'Keefe
Without any of the people mentioned here, this would not have happened: Henry Dicker, Vice President Events, Executive Director of LegalTech; Alexis Burgess, Marketing Manager at ALM; Kevin O'Keefe, LexBlog CEO and Publisher; Kevin McKeown, LexBlog President; Brian Briddle, LexBlog Creative Director; Joshua Lynch, LexBlog Project Manager; Lyda Hawes, LexBlog Director of Client Services and my phenomenal boss; Brian Hefter, LexBlog Developer; and, of course, my two… [read post]
28 Jan 2021, 5:56 am
Quinn (University of Washington), and Brian Tayan (Stanford University), on Thursday, January 28, 2021 Editor's Note: David F. [read post]
16 Jul 2015, 12:10 pm by Christopher M. Varano
  Here are the candidates: Large Firm Governor:  One candidate, John Thiel, head of Merrill Lynch Wealth Management, is running unopposed as the FINRA-nominated large-firm governor candidate. [read post]
29 Jul 2019, 3:00 am by Jim Sedor
” by Laura Zornosa for Center for Public Integrity Elections National: “It’s Not Just the Russians Anymore as Iranians and Others Turn Up Disinformation Efforts Ahead of 2020 Vote” by Craig Timberg and Tony Romm (Washingtin Post) for MSN Ethics National: “Texts, Sex, Lies and Corruption: Here’s What Has Forced Governors Out of Office” by Adeel Hassan for New York Times National: “Meet the Man Who Created the Fake Presidential Seal – a Former… [read post]
21 May 2020, 7:05 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Cline, Kevin   Source Capital Group, Inc   Ridgemont Securities, Inc   Delaney, Maxwell   Brill Securities, Inc   National Securities Corporation   Henrich, Todd   National Securities Corp   Obsidian Financial Group  … [read post]
8 Jul 2020, 6:03 am
Larcker, James Irvin Miller Professor of Accounting at Stanford Graduate School of Business; Bradford Lynch, PhD Student at The Wharton School; and Brian Tayan, Researcher with the Corporate Governance Research Initiative at Stanford Graduate School of Business. [read post]
18 Dec 2018, 11:03 am by Silver Law Group
  Pro-Integrity Securities, Inc   Makiaha Evans   Brendan Feitelberg   United Planners’ Financial Services of America   LPL Financial LLC   Edgar Guzman-Gonzalez   JP Morgan Securities LLC   Mario Jimenez   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America, N. [read post]
27 Jun 2017, 1:14 pm by Brian Stull
Brian Stull is a senior staff attorney with the Capital Punishment Project of the American Civil Liberties Union. [read post]
7 Mar 2008, 1:49 am
Attorney Brian Wolfman will argue before the high court that paralegal services should be considered "attorney fees" rather than 'other expenses' for the purpose of reimbursement. [read post]
18 Dec 2018, 11:12 am by Silver Law Group
  First Southwest   Michael Giokas   Fortune Financial Services, Inc   Comprehensive Asset Management and Servicing   Travis Marks   Wells Fargo Advisors, LLC   JP Morgan Securities LLC   Richard Minichino   Next Financial Group, Inc   Wunderlich Securities, Inc   Thomas Park   Merrill Lynch, Pierce, Fenner & Smith Inc   Wells Fargo Clearing Services, LLC   Brian Roth   The Benchmark Company, LLC… [read post]
6 Nov 2015, 5:57 am by Amy Howe
Lynch and interprets the Justices’ failure to “explore how the immigration rule of lenity applies in this case” as a sign that “that the Justices do not view the language in the statute as ambiguous and instead view the term ‘as described in’ to refer only to the substantive elements and not any elements that establish federal jurisdiction. [read post]