Search for: "Brian Scott" Results 241 - 260 of 1,131
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16 Apr 2018, 11:49 am by Fitapelli Kurta
Name Current/Former Employers Length of Suspension Fines paid Ian Blane Meierdiercks SA Stone Wealth Management 10 days $7,500.00 Mark Brian Degner Ameriprise Financial Services 20 days $7,500.00 Guy Charles Conger Money Concepts Capital Corporation 6 months $15,000.00 Thomas Francis Niles Janney Montgomery Scott 3 months $5,000.00 Hector Hugo Gutierrez Jr. [read post]
12 Feb 2010, 10:48 am by Pate & Brody
Defense attorney Brian Steel, of the Steel Law Firm in Atlanta, asked Lona Scott why she did it. [read post]
9 Nov 2018, 6:03 am
Posted by Brian Tomlinson, CECP, on Friday, November 9, 2018 Editor's Note: Brian Tomlinson is Research Director of the Strategic Investor Initiative at CECP. [read post]
6 Aug 2018, 6:01 am
Posted by Brian Cheffins (University of Cambridge), on Monday, August 6, 2018 Editor's Note: Brian Cheffins is S J Berwin Professor of Corporate Law at the University of Cambridge. [read post]
4 Apr 2016, 7:12 am
Scott Gillis who allegedly helped to conceal the firm’s condition and was aware of the allocation of investor funds to pay for operating expenses and interest payments to earlier investors. [read post]
7 Mar 2016, 4:00 am by Howard Friedman
., Cambridge University Press, Spring 2017 Forthcoming).Sherif Girgis, Nervous Victors, Illiberal Measures: A Response to Douglas Nejaime and Reva Siegel, (Yale Law Journal Forum, 2016).Brian McCall, Why it is Good to Stop at a Red Light: The Basis of Authority and Obligation, (Journal of Catholic Legal Studies, Forthcoming).Scott W. [read post]
28 Jul 2014, 1:57 pm by Cindy Cohn
Brian Ross of ABC says: There’s something about using elaborate evasion and security techniques that’s offensive to me—that I should have to operate as like a criminal, like a spy. [read post]
3 Nov 2013, 9:01 pm by Editor
s memory; Scott Greenfield, Antonin Pribetić, Brian Tannebaum, Ken White, Eric Turkewitz, George Wallace, Gideon, Ron Coleman, and Mike Semple-Piggot joined his effort. [read post]
3 Nov 2013, 9:01 pm by Editor
s memory; Scott Greenfield, Antonin Pribetić, Brian Tannebaum, Ken White, Eric Turkewitz, George Wallace, Gideon, Ron Coleman, and Mike Semple-Piggot joined his effort. [read post]
17 Jul 2013, 11:43 am by Frank
In fact, I agree with Brian Leiter that it should "fundamentally change the conversation about the economic value of legal education." [read post]
22 Mar 2015, 5:52 pm by FHH Law
This year’s class includes: Anthony Arbucias, Graham “Skip” Dillard, Manny Fantis, Jacqué Freeman, Marlon George, Dustin Hall, Kelly Landeen, Sarah Miles, Brian Paul, Erica Pefferman, Claudia Puig, Mary Rogers, Deborah Salons, Ryanne Saucier, Scott Schurz, Matt Smith and Robert Yanez. [read post]
8 Mar 2013, 8:38 am by Andrew R. Trafford
  Trader Using “Free-Riding” Scheme Given $640k Judgment A district court in New Jersey entered final judgment in the SEC’s case against Scott Kupersmith. [read post]
17 Jul 2013, 11:58 am by Frank Pasquale
In fact, I agree with Brian Leiter that it should "fundamentally change the conversation about the economic value of legal education." [read post]
5 Feb 2016, 5:00 pm
  This week, Governor Scott announced that Ernest Kollra, age 62, and Alberto Rivas, age 48, have earned appointments to the Circuit Court.Kollra replaces Judge Lynn Rosenthal, who resigned, (in lieu of pending action by The Florida Supreme Court). [read post]
30 Nov 2019, 6:11 am by Mikhaila Fogel
Scott Anderson, Margaret Taylor and Benjamin Wittes wrote a Starr Report-style record of the known facts so far in L’Affaire Ukrainienne. [read post]
10 Jun 2011, 9:55 am by Arina Shulga
All investors are entitled to know certain basic information about a company before being asked to invest," said Scott Friestad, Associate Director in the SEC's Division of Enforcement. [read post]