Search for: "Brian Storer"
Results 1 - 2
of 2
Sorted by Relevance
|
Sort by Date
18 Jul 2019, 10:37 am
The CFTC's order finds that Rege violated the Commodity Exchange Act and imposes a trading ban for a period of at least three years, disgorgement that will be deemed satisfied by the payment of disgorgement under the SEC's order, and an additional penalty of $100,000.The SEC's investigation in this matter was conducted by Cynthia Storer Baran, Naomi Sevilla, Brian Fitzpatrick, and Robert Baker of the Asset Management Unit, with the assistance of Deena Bernstein… [read post]
31 May 2007, 8:45 am
"
28 New Orleans Further Afield: Venturing Beyond the French Quarter. by Brian Huddleston
"New Orleans is more than Bourbon Street and the French Quarter. [read post]
