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11 Sep 2015, 5:47 am by Doug Cornelius
[More…] Rule 506(c): Updated Stats by Broc Romanek in Since the exemption became available in September 2013, Form D filing data indicates that as of June 30, 2015: – Filers checked that they intended to rely on Rule 506(c) in almost 2,900 new offerings, and planned to raise more than $37 billion in new capital and – Filers checked that they intended to rely on Rule 506(b) in approximately 34,800 new offerings, and planned to raise more… [read post]
11 Apr 2014, 3:36 am by Broc Romanek
Meanwhile, here are other crowdfunding stories: - David Seifer & Taylor White's "Board Of Contributors: Oculus Sale Angers Crowdfunding Supporters" - Time's "When Crowdfunding Goes Corporate: Kickstarter Backers Vent Over Facebook's Oculus Buy" - NY Times' "Retail Businesses That Try Crowdfunding Face Some Skepticism" - Broc Romanek [read post]
22 Oct 2014, 4:25 am by Broc Romanek
Here are examples from this year: – Coca-Cola – PSEG – Prudential – MasterCard – Xcel Energy – Otter Tail – Masco – Broc Romanek [read post]
2 Jan 2015, 3:42 am by Broc Romanek
Here are some of the latest entries: – Transition Timeline for New COSO Framework – Restatements Have Fallen Sharply Since SOX – Survey: Benchmarking the Accounting & Finance Function – Directors: Recognizing & Reacting to Red (or Yellow) Flags – FASB Issues Going Concern Assessment & Disclosure Standard – Broc Romanek [read post]
4 Mar 2016, 3:59 am by Broc Romanek
Now, as this Reuters article explains, the SEC has brought an action in court against nine defendants… – Broc Romanek [read post]
6 Aug 2010, 4:31 am by Broc Romanek
- SEC Loses Insider Trading Case - But Wins War on Swap Jurisdiction - More on "Drafting Standing Delegations of Authority from the Board: Factors to Consider" - Broc Romanek [read post]
16 Jan 2014, 4:06 am by Broc Romanek
Here are some of the latest entries: - Report: Fortunate Executive Stock Sales & Earnings Guidance - The Equity Facade Of SEC Disgorgement - Comparison: Director & Investor Viewpoints - Report: More Audit Committee Transparency Encouraged - DOL's Electronic Delivery Guidance: Struggling to Go Forward - Broc Romanek [read post]
25 Nov 2015, 4:02 am by Broc Romanek
I’m going to be listening to the one-man band of Zach Deputy… – Broc Romanek [read post]
24 Aug 2011, 5:09 am by Broc Romanek
Please take a moment for this anonymous poll regarding what caused the DC earthquake: Online Surveys & Market Research - Broc Romanek [read post]
6 May 2016, 3:43 am by Broc Romanek
Here’s all of the comments submitted so far… – Broc Romanek [read post]
6 Feb 2013, 4:31 am by Broc Romanek
Here are some of the latest entries: - Australia Threatens Auditors with Mandatory Rotation - Notice-and-Access Adopted in Canada - PowerPoint: Insider Trading Training for Restricted Employees - More on "Bad Grades Are Rising for Auditors" - S&P's Governance Criteria - Broc Romanek [read post]