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22 Aug 2011, 12:38 pm by Steve Bainbridge
Broc Romanek reports that: On Friday, I blogged a member's negative reaction to the obscure provision in Dodd-Frank that requires the SEC to adopt rules eliciting disclosure regarding "conflict minerals" in the Congo. [read post]
29 May 2009, 9:00 am
Broc Romanek put together his thoughts on Proxy Season Developments: Ten Signs that Things are Changing Online. [read post]
29 May 2009, 9:00 am
Broc Romanek put together his thoughts on Proxy Season Developments: Ten Signs that Things are Changing Online. [read post]
30 May 2012, 11:09 pm by Steve Bainbridge
Broc Romanek reports that: In the "Cady Bar the Door" Blog, David Smyth notes recent examples of SEC's Enforcement going after lawyers - just as Director Rob Khuzami promised in a speech last June... [[ This is a content summary only. [read post]
15 Jun 2013, 12:59 pm by Steve Bainbridge
David Zaring and Broc Romanek explore reasons why the SEC enforcement staff overemphasizes insider trading cases at the expense of (arguably much more important) violations such as accounting fraud.... [[ This is a content summary only. [read post]
11 Feb 2016, 2:11 pm by Steve Bainbridge
Broc Romanek: Here’s the teaser for this new set of survey results from Stanford: Recently, the Rock Center for Corporate Governance at Stanford University conducted a nationwide survey of 1,202... [[ This is a content summary only. [read post]
3 Dec 2016, 4:07 pm by Steve Bainbridge
Broc Romanek reminds us that with the impending resignation of Mary Jo White as SEC Chairman, there is likely to be a period in which the SEC has only two members. [read post]
8 Feb 2017, 6:45 pm by Steve Bainbridge
Broc Romanek reports that: Yesterday, Acting SEC Chair Mike Piwowar issued yet another statementdirecting the Corp Fin Staff to revisit another set of existing rules – the pay-ratio disclosure rules.... [[ This is a content summary only. [read post]
17 Jun 2013, 2:11 pm by Steve Bainbridge
Broc Romanek now reports that: As... [[ This is a content summary only. [read post]
20 Mar 2014, 1:03 pm by Haskell Murray
News from Delaware.gov (H/T Broc Romanek): Governor Markell today announced the nomination of Andre G. [read post]
22 Feb 2007, 3:09 pm
Broc Romanek on the Harvard Corporate Governance Blog analyzes the number of hours, on average, that a board member should typically spend preparing for board meetings. [read post]
22 Feb 2007, 3:09 pm
Broc Romanek on the Harvard Corporate Governance Blog analyzes the number of hours, on average, that a board member should typically spend preparing for board meetings. [read post]
9 Feb 2017, 10:18 am by Steve Bainbridge
Broc Romanek passes along a rumor reported by Reuters that: Trump is planning to issue a directive targeting a controversial Dodd-Frank rule that requires companies to disclose whether their products... [[ This is a content summary only. [read post]
1 Feb 2013, 5:00 am by Rick Gallagher
Special thanks for Broc Romanek and CompensationStandards.com for organizing and hosting a terrific panel. [read post]
11 Apr 2016, 6:05 pm by Steve Bainbridge
Broc Romanek reports that Lisa Fairfax's nomination to the SEC is still being hung up by Democrat members of the Banking Committee. [read post]
7 Sep 2006, 10:20 am
Broc Romanek nicely summarizes the disclosure issues relating to the spying "scandal" at HP:Should what happens in a boardroom stay in the boardroom? [read post]
3 Feb 2011, 11:31 am by Steve Bainbridge
Broc Romanek: Last Friday, the SEC extended the deadlines for submitting comments on a trio of Corp Fin proposals: conflict minerals, mine safety and resource extraction disclosure. [read post]
18 Apr 2007, 10:09 pm
Courtesy of the TheCorporateCounsel.net Blog's Broc Romanek, here is a link to the newest edition of TIAA-CREF's recently published policy statement on Corporate Governance Standards. [read post]
27 Jan 2012, 8:27 am by David Zaring
Broc Romanek thinks yes, so we'll outsource to him: We've told the story about how American capitalist J.P. [read post]