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10 Sep 2019, 3:38 am by Broc Romanek
SEC Sanctions for 10-K Misrepresentation on Loan Covenant Compliance In this blog, Stinson’s Steve Quinlivan describes the facts behind the SEC’s recent enforcement action against a company – Omega Protein – for its 10-K disclosure that it “was in compliance with all of the covenants contained” in its borrowings (repeated in three subsequent 10-Qs)… – Broc Romanek [read post]
21 Aug 2019, 3:04 am by Broc Romanek
Here’s an article from the “Sacramento Bee” – and see this Cooley blog… – Broc Romanek [read post]
31 Jul 2019, 3:45 am by Broc Romanek
– Director Overboarding: The Latest Stats – Board Recruitment: More Companies Looking for IR Expertise – Attorney-Client: Preserving Privilege in a Crisis – Expert Witnesses Aren’t Always Experts at Being Expert Witnesses – Broc Romanek [read post]
9 Jul 2019, 2:39 am by Broc Romanek
Even though most companies will have their own unique circumstances, these could be useful as a “gut check”… – Broc Romanek [read post]