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20 Oct 2016, 2:34 pm
Schmidt Illustration by Tyler Letkeman As reported by Broc Romanek in his recent blog post, the SEC recently posted five new CDIs related to the CEO pay ratio rules contained in Item 402(u) of Regulation S-K. [read post]
5 Mar 2011, 9:49 am
See Broc Romanek's piece yesterday, "Should the SEC Be Reorganized? [read post]
7 Sep 2011, 2:41 pm
Broc Romanek reports that: SEC Chair Mary Schapiro issued a statement that the SEC would neither seek a rehearing of the US Court of Appeals for the District of Columbia Circuit decision nor appeal the decision to the US Supreme Court. ... ... [read post]
30 Aug 2011, 11:34 am
So when I see reports--like this one from Broc Romanek--I get a little cranky: Last week, the WSJ ran this article about how Corp Fin is peppering oil & gas companies with comments about fracking. [read post]
13 Feb 2012, 11:42 am
With that in mind, consider Broc Romanek's argument that: I've written repeatedly how absurd it is for a so-called independent federal agency - like the SEC - to be subject to the very real political pressures and whims of Congress. [read post]
9 Jun 2010, 8:28 am
Broc Romanek over at the Corporate Counsel has blogged about such meetings on several occasions. [read post]
23 Mar 2012, 2:00 am
Yesterday, Broc Romanek wrote that the Commodity Futures Trading Commission had removed a comment letter from its website. [read post]
1 Oct 2013, 6:39 am
At the moment, as Broc Romanek blogged about today, it will be business as usual (at least for the SEC). [read post]
21 Feb 2018, 5:48 am
Broc Romanek pointed out that the SEC’s home page is now mobile friendly. [read post]
18 Oct 2007, 11:30 am
Broc Romanek at the TheCorporateCounsel.net Blog picked upon comments by Barney Frank, Chairman of the House Financial Services Committee, and author of the "say on pay" bill, on the SEC's access proposal in an article published by Dow Jones. [read post]
15 Feb 2012, 2:00 am
On Monday, Broc Romanek wrote that the SEC’s Division of Corporation Finance has issued a new Compliance & Disclosure Interpretation clarifying how say-on-pay proposals should appear on the proxy card. [read post]
10 Aug 2015, 8:27 am
Some interesting legal reads for the week of August 10, 2015: Broc Romanek with the top 10 things to know about the new pay ratio rules. [read post]
22 Sep 2016, 3:00 am
– Broc Romanek [read post]
15 Feb 2011, 1:30 am
Yesterday, Broc Romanek reported in his blog that the Securities and Exchange Commission staff has posted several new Compliance and Disclosure Interpretations with respect to Say-on-Pay. [read post]
9 Feb 2011, 7:45 am
We'll outsource to Broc Romanek: Say-on-Pay: A Second Failed Vote in the First Two Weeks of Annual Meetings! [read post]
17 Aug 2011, 3:10 pm
As Broc Romanek reports (with links), the PCAOB has issued a concept release inviting public comment on a proposal to enhance auditor independence by requiring that audit firms rotate off an audit engagement after a set number of years. [read post]
25 Jan 2013, 5:13 am
by Broc Romanek in the CLS Blue Sky Blog Over the past fifteen years, the SEC’s reputation has been routinely sullied – in the press, by the Courts and certainly in the halls of Congress. [read post]
25 Jul 2018, 12:59 pm
As my estimable friend Broc Romanek noted in a recent posting, over the past dozen years, the SEC has brought an average of one such case per year. [read post]
26 Dec 2007, 11:54 pm
By Broc Romanek and Dave Lynn Recently, the SEC released its 2007 Performance and Accountability Report, as well as its 2007 Selected SEC and Market Data. [read post]
7 Feb 2011, 2:00 am
In this post, Broc Romanek declares the new federal conflict minerals disclosure requirement to be the “Dodd-Frank sleeper”. [read post]
