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24 Mar 2011, 10:25 am
Broc Romanek recently passed on the following news: GE starts its proxy statement with a four-page "proxy summary." [read post]
23 Mar 2012, 2:00 am
Yesterday, Broc Romanek wrote that the Commodity Futures Trading Commission had removed a comment letter from its website. [read post]
29 Dec 2017, 1:00 am
As reported by Cydney Posner, Broc Romanek and undoubtedly many others, Corporation Finance staff issued a new Compliance and Disclosure Interpretation addressing whether a re-measurement of a deferred tax asset to incorporate the effects of newly enacted tax rates or other provisions of the Tax Cuts and Jobs Act triggers an obligation to file under Item 2.06 of Form 8-K. [read post]
20 Oct 2016, 2:34 pm
Schmidt Illustration by Tyler Letkeman As reported by Broc Romanek in his recent blog post, the SEC recently posted five new CDIs related to the CEO pay ratio rules contained in Item 402(u) of Regulation S-K. [read post]
11 Nov 2011, 2:00 pm
Broc Romanek posts: Bob Monks is one of the long-time warriors in the battle for corporate governance reform. [read post]
7 Sep 2011, 2:41 pm
Broc Romanek reports that: SEC Chair Mary Schapiro issued a statement that the SEC would neither seek a rehearing of the US Court of Appeals for the District of Columbia Circuit decision nor appeal the decision to the US Supreme Court. ... ... [read post]
7 Feb 2011, 2:00 am
In this post, Broc Romanek declares the new federal conflict minerals disclosure requirement to be the “Dodd-Frank sleeper”. [read post]
10 Nov 2016, 1:00 am
Broc Romanek, for example, asks whether Michael S. [read post]
23 Jan 2013, 2:00 am
Yesterday, Broc Romanek noted the continuing interest in mandating disclosure of political spending by corporations. [read post]
21 Feb 2018, 5:48 am
Broc Romanek pointed out that the SEC’s home page is now mobile friendly. [read post]
15 Feb 2011, 1:30 am
Yesterday, Broc Romanek reported in his blog that the Securities and Exchange Commission staff has posted several new Compliance and Disclosure Interpretations with respect to Say-on-Pay. [read post]
1 Oct 2013, 6:39 am
At the moment, as Broc Romanek blogged about today, it will be business as usual (at least for the SEC). [read post]
26 Sep 2013, 2:00 am
Involuntary Listings A few days ago, Broc Romanek wrote that a number of companies have received letters from the St. [read post]
29 Jul 2015, 2:00 am
Yesterday, Broc Romanek published several posts regarding crowdfunding. [read post]
21 Apr 2011, 2:00 am
On June 30, 2002, President Bush signed the Sarbanes-Oxley Act into law (for a trip down memory lane, you can read Broc Romanek’s post reporting that momentous event here). [read post]
15 Feb 2012, 2:00 am
On Monday, Broc Romanek wrote that the SEC’s Division of Corporation Finance has issued a new Compliance & Disclosure Interpretation clarifying how say-on-pay proposals should appear on the proxy card. [read post]
31 May 2011, 2:00 am
As reported by Broc Romanek on May 24, 2011 in The Proxy Season Blog, the United Brotherhood of Carpenters and Joiners of America recently filed a petition for rule making with the Securities and Exchange Commission. [read post]
10 Aug 2015, 8:27 am
Some interesting legal reads for the week of August 10, 2015: Broc Romanek with the top 10 things to know about the new pay ratio rules. [read post]
24 Jan 2017, 1:00 am
In a recent post, Broc Romanek emphasized the commonly held understanding that the Securities and Exchange Commission is an “independent agency”. [read post]
15 May 2015, 2:00 am
Yesterday, Broc Romanek wrote about a lawsuit filed earlier this week against the Securities and Exchange Commission due to its failure to respond to a petition asking the Commission to adopt political spending disclosure requirements. [read post]
