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19 Oct 2007, 4:01 am
Here is a transcript of the oral argument - and here are a bunch of blogs that covered the action: - SCOTUS - The Race to the Bottom - Bainbridge - The Volokh Conspiracy - SEC Actions - D&O Diary - 10b-5 Daily - Broc Romanek [read post]
14 May 2014, 3:49 am
- ISS Talks “Issuer Engagement with ISS” - Shareholder Proposals: 1-Year Holding Requirement Even Applies to IPOs - Broc Romanek [read post]
7 Dec 2010, 4:20 am
- Broc Romanek [read post]
8 Dec 2011, 4:26 am
- Broc Romanek [read post]
8 Dec 2011, 4:26 am
- Broc Romanek [read post]
4 May 2012, 4:28 am
To get you in the mood, here is a picture courtesy of Jessica Pearlman of K&L Gates showing off her lovely cupboard: And you can tell that Bob Lamm of Pfizer has been doing this for a while with his display: - Broc Romanek [read post]
20 May 2022, 4:15 am
Finally, the Sarbanes-Oxley Report reminds me of how Broc Romanek was always willing to push the envelope to both educate and entertain our members. [read post]
7 Mar 2017, 3:11 am
Here are the first 9 stories that have run in my new “Broc Tales Blog”: 1. [read post]
7 Mar 2017, 3:11 am
Here are the first 9 stories that have run in my new “Broc Tales Blog”: 1. [read post]
26 Jan 2018, 3:29 am
If you like them, that’s great – insert your email address when you click the “Subscribe” link if you want these precious tales pushed out to you… – Broc Romanek [read post]
13 Jun 2014, 4:10 am
Here are some of the latest entries: - Shareholder Proposals: Proponent Loses Lawsuit to Compel Inclusion - Determining Materiality in the Context of MD&A Disclosure - Governance By Gunpoint: Aaron’s - A Closer Look at Shareholder Proposals This Season - More on the “Activist-Investor” Debate - Broc Romanek [read post]
12 Jan 2018, 3:24 am
– Private Funds: ’40 Act Exemptions – Reg A+ Offerings: Frequently Asked Questions – Broc Romanek [read post]
31 Jan 2014, 4:10 am
" - Broc Romanek [read post]
1 May 2013, 4:13 am
- Broc Romanek [read post]
29 Jan 2013, 4:27 am
- Broc Romanek [read post]
28 Aug 2012, 4:01 am
- Broc Romanek [read post]
4 Jan 2016, 3:51 am
– Broc Romanek [read post]
27 Aug 2012, 4:05 am
- Broc Romanek [read post]
17 Mar 2014, 4:56 am
Bylaws Battle: Dissident Director Compensation Get up to speed in the battle over whether investors should be able to compensate directors in this 2-minute video: - Broc Romanek [read post]
20 Mar 2014, 4:33 am
And we do have a lot of good practical stuff in our own "Shareholder Engagement Checklists": - Shareholder Engagement - Committees - Shareholder Engagement - Considerations - Shareholder Engagement - M&A Announcements - Shareholder Engagement - Policies Here's an interesting blog about investors engaging other investors... 10 Silly Ways Towards Better Shareholder Engagement But maybe the best shareholder engagement advice you can get is in this 90-second video: -… [read post]