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19 Oct 2007, 4:01 am
Here is a transcript of the oral argument - and here are a bunch of blogs that covered the action: - SCOTUS - The Race to the Bottom - Bainbridge - The Volokh Conspiracy - SEC Actions - D&O Diary - 10b-5 Daily - Broc Romanek [read post]
30 Aug 2011, 8:11 am by William McGrath
Second, Broc Romanek of theCorporateCounsel.net Blog has a post which discusses the Whistleblower Improvement Act of 2011, which will require whistleblowers to report matters to his or her employer before reporting to the SEC.As noted in Mr. [read post]
14 Nov 2012, 4:09 am by Broc Romanek
If you wish to order a hard-copy of the Treatise, try this No-Risk Trial to the Hard-Copy of Executive Compensation Treatise. - Broc Romanek [read post]
18 Nov 2016, 1:00 am by Keith Paul Bishop
Reigning In SEC Rulemaking Broc Romanek yesterday took issue with Section 631 of the proposed Financial Choice Act of 2016. [read post]
4 May 2012, 4:28 am by Broc Romanek
To get you in the mood, here is a picture courtesy of Jessica Pearlman of K&L Gates showing off her lovely cupboard: And you can tell that Bob Lamm of Pfizer has been doing this for a while with his display: - Broc Romanek [read post]
4 Nov 2011, 2:00 am by Keith Paul Bishop
At lunch yesterday, I remarked to Broc Romanek that it has been a long time since a California Commissioner of Corporations headed NASAA.   [read post]
7 Mar 2017, 3:11 am by Broc Romanek
Here are the first 9 stories that have run in my new “Broc Tales Blog”: 1. [read post]
26 Jan 2018, 3:29 am by Broc Romanek
If you like them, that’s great – insert your email address when you click the “Subscribe” link if you want these precious tales pushed out to you… – Broc Romanek [read post]
7 Mar 2017, 3:11 am by Broc Romanek
Here are the first 9 stories that have run in my new “Broc Tales Blog”: 1. [read post]
18 May 2012, 4:05 am by Broc Romanek
Please indicate how you intend to celebrate Sarbanes-Oxley's ten-year anniversary in this anonymous poll: Online Surveys & Market Research - Broc Romanek [read post]
30 Mar 2011, 4:01 am by Broc Romanek
Here is a poll about your fondest memories of being at the printers: Online Surveys & Market Research - Broc Romanek [read post]
16 Dec 2014, 3:38 am by Broc Romanek
In this 20-second video, Cap’n Cashbags – a CEO – is still hoping to get his mega-grant of stock options soon (here’s the related video): – Broc Romanek [read post]
27 Oct 2010, 3:48 am by Broc Romanek
This week, you can participate in Dave & Marty's off-topic discussion through this anonymous poll: Online Surveys & Market Research - Broc Romanek [read post]