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14 Jan 2016, 6:07 am by Broc Romanek
II: Temporary Insiders Brooks Pierce’s David Smyth uses cartoons to teach what are “temporary insiders”: – Broc Romanek [read post]
18 May 2012, 4:05 am by Broc Romanek
Please indicate how you intend to celebrate Sarbanes-Oxley's ten-year anniversary in this anonymous poll: Online Surveys & Market Research - Broc Romanek [read post]
12 Nov 2013, 4:04 am by Broc Romanek
Poll: Nickname for the Dave & Marty Team Vote on how you prefer to refer to the Dave & Marty team going forward (vote total will be binding): surveys - Broc Romanek [read post]
18 Nov 2014, 3:55 am by Broc Romanek
In this article by Inside Sources, the prospect of Treasury taking action against companies transfering their assets into REITs to lower their tax bills is explored… – Broc Romanek [read post]
13 Jun 2014, 4:10 am by Broc Romanek
Here are some of the latest entries: - Shareholder Proposals: Proponent Loses Lawsuit to Compel Inclusion - Determining Materiality in the Context of MD&A Disclosure - Governance By Gunpoint: Aaron’s - A Closer Look at Shareholder Proposals This Season - More on the “Activist-Investor” Debate - Broc Romanek [read post]
12 Jan 2018, 3:24 am by Broc Romanek
– Private Funds: ’40 Act Exemptions – Reg A+ Offerings: Frequently Asked Questions – Broc Romanek [read post]
16 Dec 2014, 3:38 am by Broc Romanek
In this 20-second video, Cap’n Cashbags – a CEO – is still hoping to get his mega-grant of stock options soon (here’s the related video): – Broc Romanek [read post]
14 Jun 2013, 4:08 am by Broc Romanek
My wife said "get me that" but it wasn't a give-away unfortunately: In the exhibit hall, Wells Fargo went all out: And the best for last, the after-party hosted by LiquidNet (invitation only - need a wristband): - Broc Romanek [read post]
1 Jul 2016, 3:58 am by Broc Romanek
Neal Smith & I doing our obligatory annual photo… – Broc Romanek [read post]
17 Mar 2014, 4:56 am by Broc Romanek
Bylaws Battle: Dissident Director Compensation Get up to speed in the battle over whether investors should be able to compensate directors in this 2-minute video: - Broc Romanek [read post]
30 Jun 2016, 9:26 am by Broc Romanek
If you’re not a member of, try a “Half Price for Rest of ’16” no-risk trial now… – Broc Romanek [read post]