Search for: "By BEN PROTESS" Results 61 - 76 of 76
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10 Dec 2013, 11:00 am by Peter Tillers
Ben Protess & Peter Eavis, Regulators Complete Votes on Rule to Curb Bank Risk NYTimes (December 1 0, 2013): "The Volcker Rule 'spans 71 pages and features a preamble of nearly 900 pages interpreting the rule.'" [read post]
4 Nov 2013, 8:55 am by Ellen Podgor
See Peter Lattman & Ben Protess, NYTimes, SAC Capital Agrees to Plead Guilty to Insider Trading (esp) [read post]
21 Oct 2013, 7:18 am by Solomon Wisenberg
Here is the latest on the possible civil settlement between DOJ and JPMorgan Chase, by Ben Protess and Jessica Silver-Greenberg in the NYT. [read post]
2 Oct 2013, 6:04 am by McNabb Associates, P.C.
The New York Times on October 1, 2013 released the following: BY BEN PROTESS AND PETER LATTMAN “Federal authorities expect that one of the former JPMorgan Chase employees facing criminal charges in connection with the bank’s multibillion-dollar trading loss in London will eventually be extradited to the United States, a senior prosecutor said on Tuesday. [read post]
24 Jul 2013, 12:13 pm by McNabb Associates, P.C.
The New York Times on July 23, 2013 released the following: “BY BEN PROTESS AND PETER LATTMAN Federal authorities are poised to level a criminal indictment against SAC Capital Advisors, the hedge fund run by the billionaire Steven A. [read post]
13 May 2013, 6:21 pm by By DEALBOOK
Bloomberg L.P. hastened to shield its lucrative terminal business and appease its subscribers after accusations of privacy violations, Amy Chozick and Ben Protess report in The New York Times. [read post]
18 Apr 2013, 8:33 am by Nathalie Martin
Read the dealbook story by Jessica Silver-Greenberg and Ben Protess here. [read post]
15 Jun 2012, 11:30 am by William McGrath
As discussed here, a May 21, 2012 New York Times article by Ben Protess and Azam Ahmed shed some light on the Kluger case and examined the new techniques used by the SEC to catch those engaging in insider trading. [read post]
23 May 2012, 2:05 pm by William McGrath
An article by Ben Protess and Azam Ahmed of the New York Times examined the new techniques by used by the SEC to catch those engaging in insider trading. [read post]
26 Feb 2012, 9:00 pm by Nietzer
As reported on December 15, in a New York Times (NYT) article entitled “MF Global’s Risk Officer Said to Lack Authority” Ben Protess and Azam Ahmed reported that the company replaced its Chief Risk Officer, Michael Roseman, earlier in 2011, after he “repeatedly clashed with Mr. [read post]
4 Jan 2012, 10:23 pm by Kevin O'Keefe
The New York Times' Ben Protess reports that the S.E.C. issued today a pair of investment alerts highlighting the perils of investing over social media. [read post]
2 Dec 2011, 5:00 am by Doug Cornelius
For Wall Street Watchdog, All Grunt Work, Little Glory by Ben Protess in DealBook In an office park 20 miles outside Washington, the Financial Industry Regulatory Authority, Wall Street’s nonprofit self-regulator, has quietly built a small army of market police. [read post]
Earlier this year, DealBook's Ben Protess took a walk with Mr. [read post]
21 Jul 2011, 2:44 pm by By BEN PROTESS and MAC WILLIAM BISHOP
As the Dodd-Frank financial regulatory law turned a year old on Thursday, Representative Barney Frank, the law's chief architect, came to its defense in a video interview with DealBook's Ben Protess. [read post]
DealBook's Ben Protess reports from the federal courthouse at 500 Pearl Street in Manhattan. [read post]